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We propose [in this section] [ 1 ] to enquire into the
relations existing between the mind of the child and the
external world. This should lead us into the very heart
of the Problem of Knowledge. But we intend to approach
the matter from an angle, and to formulate the problem
so as to keep within the bounds of Psychology and not
encroach upon the domain of Epistemology.
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If we examine the intellectual development of the
individual or of the whole of humanity, we shall find that
the human spirit goes through a certain number of stages,
each different from the other, but such that during each,
the mind believes itself to be apprehending an external
reality that is independent of the thinking subject. The
content of this reality varies according to the stages :
for the young child it is alive and permeated with finality,
intentions, etc., whereas for the scientist, reality is
characterised by its physical determinism. But the ontological
function, so to speak, remains identical : each in his own
way thinks that he has found the outer world in himself.
This being so, two points of view are possible in the
study of intellectual evolution.
The first of these is to choose a system of reference
and agree to call " external reality ", reality such as it is
conceived to be during one of the stages of mental
evolution. Thus it would be agreed upon to regard as
the external world reality as it is postulated by contemporary
science, or contemporary common-sense. From
this point of view, the relations of child thought to the
external world would, in fact, be its relations to the
universe of our existing scientific thought taken as the
norm. In each explanation given by a child it would be
possible to determine the part played by the activity of
the subject and the part played by the pressure of objects,
the latter being, by definition, objects as we now conceive
them to be. And this would be Psychology, for the
statements which this method led to would not claim to
have any decisive bearing upon the Critical Problem in
general.
Or else, the attempt to regard any system of reference
as absolute can be abandoned. Contemporary common-
sense or even contemporary science may be regarded as
stages among other stages, and the question as to the
true nature of external reality left open. And this would
be Theory of Knowledge : this would be to place oneself
above all the types of mentality that characterise the
various stages of human development, and to seek to
define the relations of the mind to reality without any
preconceived notions as to what is mind and what is
reality.
For our part, we shall confine ourselves to psychology,
to the search, that is, for the relations between child
thought and reality as the scientific thought of our time
conceives it. And this point of view, narrow and question-
begging though it appear, will enable us to formulate
very clearly several outstanding problems. Does the
external world (and by this we shall in future mean the
world as it is viewed by science) impress itself directly on
the child's mind, or are childish ideas the product of the
subject's own mentality ? If the child's mind is active
in the process of knowing, how is the collaboration
effected between his thought and the data of the external
world ? What are the laws which this collaboration will
obey ? All these are the traditional problems of the
Theory of Knowledge, which we shall be able to transpose
into the particular sphere which we have just defined.
More exactly, the problems we are about to study are
biological problems. Reality, such as our science imagines
and postulates, is what the biologists call Environment.
The child's intelligence and activity, on the other hand,
are the fruit of organic life (interest, movement, imitation,
assimilation) . The problem of the relation between thought
and things, once it has been narrowed down in this way,
becomes the problem of the relation of an organism to its
environment. Is the organism entirely moulded by its
environment in so far as intelligence is concerned ? If so,
then we have, in terms of cognition, what may be called
the empirical solution of the problem. Or does the
organism assimilate the actions to its environment in
accordance with a structure that is independent of these
actions and that resists the pressure of all modifications
coming from outside ? If so, then we have in terms of
cognition what may be called the a priori solution. Or
is it not rather the case that there is interaction between
the two organism assimilating the environment to itself,
but the environment reacting upon the structure of the
organism ? Such is the solution which, in the domain of
cognition, would imply a capacity for transformation in
the categories of thought and an increasingly delicate
adaptation of thought to things or of things to thought.
These, then, are the terms in which we set the problem.
And if, in describing the results we have obtained in
child psychology, we occasionally use words like empiricism,
apriorism, etc., it must be remembered that we are
not giving to these terms their strictly epistemological
meaning, but are using them in a restricted and, as it
were, in a purely psychological sense.
But, be it said in passing, it might perhaps be possible
to make use in the Theory of Knowledge of the results
acquired by our restricted method. Let us suppose, for
the sake of brevity, that intellectual growth takes place
along a straight line, in a linear series such that the
stages A, B, C, . . . N follow one another without either
interferences or changes from one level to another. We
shall take the external world corresponding to stage G
as absolute, and compare to it the external world corresponding
to stages C, D, E, . . . etc. Such a comparison is
without any epistemological bearing, since there is nothing
to prove that G is decisive. But if, now, we take into
account this very possibility of variation and regard the
series C, D, E . . . G as capable of being extended, on
the one hand, backwards, by the supposition of stages
A and B, and, on the other hand, forwards, thanks to
the future stages H, I, K . . . N, we shall discover the
following : there will obviously exist a relation between
the comparison of C, D, E to G and the comparison of
G to H, I, etc. ; and the fragmentary conclusions obtained
by the comparison of C, D, E to G will become a particular
case of the general conclusions obtained by comparison of
all possible stages.
To put things more concretely, it may very well be
that the psychological laws arrived at by means of our
restricted method can be extended into epistemological
laws arrived at by the analysis of the history of the
sciences : the elimination of realism, of substantialism, of
dynamism, the growth of relativism, etc., all these are
evolutionary laws which appear to be common both to the
development of the child and to that of scientific thought.
We are in no way suggesting, it need hardly be said,
that our psychological results will admit straight away of
being generalised into epistemological laws. All we expect
is that with the co-operation of methods more powerful
than our own (historical, sociological methods, etc.), it
will be possible to establish between our conclusions and
those of epistemological analysis a relation of particular
case to general law, or rather of infinitesimal variation to
the whole of a curve.
TOP
The Child's Reality
How does the idea of reality
constitute itself in the child's mind ? Any direct analysis
of its origin is beyond our power ; the earliest stages
precede language or are contemporaneous with the first
spoken words, and any effort to reach the child's
consciousness during these stages is fruitless, if one claims to
go beyond mere hypothesis. But if we can content
ourselves with conjecture, then it is best to try and
extricate the laws according to which the idea of reality
develops between the ages of 3 and n, and to extrapolate
the guiding lines thus obtained so as to reconstruct the
earliest stages. Moreover, as soon as we put this method
into practice, we find that we can learn enough from the
laws of evolution between 3 and n years, and that there
is no need to attach any special importance to the original
stage.
Three complementary processes seem to be at work in
directing the evolution of reality as it is conceived by
the child between the ages of 3 and n. Child thought
moves simultaneously : i from realism to objectivity, 2
from realism to reciprocity, and 3 from realism to relativity.
By objectivity we mean the mental attitude of persons
who are able to distinguish what comes from themselves
and what forms part of external reality as it can be
observed by everybody. We say that there is reciprocity
when the same value is attributed to the point of view
of other people as to one's own, and when the correspondence
can be found between these two points of
view. We say that there is relativity when no object and
no quality or character is posited in the subject's mind
with the claim to being an independent substance or
attribute.
Let us examine these processes more closely. In order
to be objective, one must have become conscious of
one's " I ". Objective knowledge can only be conceived
in relation to subjective, and a mind that was ignorant
of itself would inevitably tend to put into things its
own pre-notions and prejudices, whether in the domain
of reasoning, of immediate judgment, or even of
perception. An objective intelligence in no way escapes
from this law, but, being conscious of its own " I ", it
will be on its guard, it will be able to hold back and
criticise, in short it will be able to say what, roughly, is
fact and what is interpretation.
So that in stating that the child proceeds from realism
to objectivity, all we are saying is that originally the child
puts the whole content of consciousness on the same
plane and draws no distinction between the " I " and
the external world. Above all we mean that the
constitution of the idea of reality presupposes a progressive
splitting-up of this protoplasmic consciousness into two
complementary universes the objective universe and the
subjective.
We have met with many examples of this realism of
the first kind and of its progressive reduction. Children's
ideas about thought may be taken as a first illustration
of the phenomenon in question. The feeling of subjectivity
and inwardness felt by the adult is, to a great
extent, connected with the conviction of being the owner
of a thought that is distinct from the things thought
about, distinct from the physical world in general, and
more internal and intimate than the body itself. This
conviction only comes late in the child's development.
During the earliest stages, the child believes that he
thinks with his mouth, that thought consists in articulating
words, and that these words themselves form part of the
external things. The voice, being thus identified with
thought itself, is regarded as a breath which participates
with the surrounding air, and some children go so far as
to say that it is identical with the wind in the trees, and
that dreams are made of " wind ". They are quite
incapable of distinguishing between thought and the things
thought about. To use the expression chosen by M. EC-
Delacroix, the sign " adheres " to the thing signified.
Later on, the child gives up this realism and localises
thought inside his mouth, then in a little voice placed in
the head ; he then gives up materialising thought and
makes of it something sui generis which characterises the
self as spirit (C.W., Chap. I).
The evolution of ideas about names is particularly
suggestive from this same point of view. Word and
name are about all that the child knows of thought, since
he identifies thought with the voice. Now, names are,
to begin with, situated in objects. They form part of
things in the same way as do colour or form. Things
have always had their names* It has always been sufficient
to look at things in order to know their names. In
some cases, this realism actually turns to magic: to
deform the name is to deform the thing. Later on,
names are situated in the adjoining air where the voice
has uttered them, then in the voice, and finally in thought
itself.
Dreams give rise to an equally definite realism. At
first, they are thought to be pictures of air or light which
come before our eyes from outside. At the earliest stage,
the child thinks, naturally enough, that anyone could see
the dream come into the room and go out again. Later
on, the dream is believed to have an internal origin, but
is conceived as coming out of the head or the stomach
before appearing before the child. Finally, the child
learns to distinguish between " being " and " seeming ",
and localises the dream, first in the eyes, then in the head.
All these facts show that the localisation of the objects
of thought is not inborn. It is through a progressive
differentiation that the internal world comes into being
and is contrasted with the external. Neither of these
two terms is given at the start. The initial realism is not
due simply to ignorance of the internal world, it is due to
confusion and absence of objectivity.
Consequently, during the gradual and slow differentiation
of the initial protoplasmic reality into objective and
subjective reality, it is clear that each of the two terms
in process of differentiation will evolve in accordance
with its own structure. In the case of every object
there will be a displacement of values which will modify
the character of the object. Take, for example, the
notion of "air", or of "wind". During the earliest
stages, air is conceived as participating with thought :
the voice is air, and, in return, the wind takes notice
of us, obeys us, is " good at making us grow ", comes
when we move our hands, and so on. When thought
proper is localised in the self, and the participations
between air and thought are broken, the nature of air
changes by virtue of this fact alone. Air becomes
independent of men, sufficient to itself, and living its own
life. But owing to the fact that it is held to participate
with the self, it retains at the very moment when it is
severing these bonds, a certain number of purely human
aspects : it still has consciousness, of a different kind
perhaps than formerly, but its own nevertheless. Only
very gradually will it be reduced to a mere thing.
This phenomenon is very general. During the early
stages the world and the self are one; neither term is
distinguished from the other. But when they become
distinct, these two terms begin by remaining very close
to each other : the world is still conscious and full of
intentions, the self is still material, so to speak, and only
slightly interiorised. At each step in the process of
dissociation these two terms evolve in the sense of the
greatest divergence, but they are never in the child
(nor in the adult for that matter) entirely separate.
From our present point of view, therefore, there is never
complete objectivity : at every stage there remain in the
conception of nature what we might call " adherences ",
fragments of internal experience which still cling to the
external world.
We have distinguished at least five varieties of adherences
defined in this way. There are, to begin with, during
a very early stage, feelings of participation accompanied
sometimes by magical beliefs ; the sun and moon follow us,
and if we walk, it is enough to make them move along ;
things around us notice us and obey us, like the wind,
the clouds, the night, etc. ; the moon, the street lamps,
etc., send us dreams " to annoy us ", etc., etc. In short,
the world is filled with tendencies and intentions which
are in participation with our own. This is what we have
called dynamic participation, in contrast to substantial
participation, to which, however, it may lead.
A second form of adherence, closely allied to the preceding,
is that constituted by animism, which makes the
child endow things with consciousness and life.
A third form is artificialism (see C.W., Sect. III).
The reader should be reminded at this point that artificialism
in the child is not a theory which after reflection
systematically takes man as the point of departure for
everything. The terms must be reversed, and that is
why artificialism has the same right to be classed among
the adherences as animism. The child begins by thinking
of things in terms of his own " I " : the things around
him take notice of man and are made for man ; everything
about them is willed and intentional, everything is
organised for the good of men. If we ask the child, or
if the child asks himself how things began, he has recourse
to man to explain them. Thus artificialism is based on
feelings of participation which constitute a very special
and very important class of adherences in the sense that
we have defined.
A fourth form is finalism : the starting-point and then
the residuum both of animism and of artificialism, the
deep and stubborn finalism of the child shows with what
difficulty external reality frees itself from schemas due
to internal and psychical experience.
A fifth form of adherence is constituted by the notion
of force : things make efforts, and their powers imply an
internal and substantial energy analogous to our own
muscular force.
It is a striking fact that both the area of application
and the strength of resistance of these adherences decrease
progressively throughout the mental development of the
child. And not only do these adherences lose ground
little by little in correlation with each other, but their
progressive disappearance seems to be proportional to
the increasing clarity with which the child becomes
conscious of his subjectivity. In other words, the better
the child succeeds in dividing off the internal world from
the external, the less stubborn are the adherences.
Three groups of facts may be mentioned in this connection.
In the first place, as the child comes to notice
the existence and the mechanism of his own thought,
he separates signs from the things signified : thus, names
cease to belong to the things named, thought is interiorised
and ceases to participate with wind, dreams are no longer
regarded as emanations of objects, and so on. Thus
participations are loosened little by little, and even
eliminated.
In the second place, in so far as the child discovers
the existence and inwardness of his thought, animism,
far from being strengthened is, through this alone,
compromised and even completely destroyed. The decline of
animism brings with it a progressive reduction of child
dynamism. For so long as things seem to be alive and
consequently active, the forces of nature are multiplied
by the child ; and the elimination of life leads to a
mechanisation of force which means ultimately an
impoverishment of the actual notion of force. This very
general process of evolution which leads the child from
a dynamic to a mechanical view has been dealt with at
sufficient length in connection with the details of children's
explanations to render any further comment necessary.
Finally, as the child becomes conscious of his subjectivity,
he rids himself of his egocentricity. For, after
all, it is in so far as we fail to realise the personal nature
of our own point of view that we regard this point of
view as absolute and shared by all. Whereas, in so far
as we discover this purely individual character, we learn
to distinguish our own from the objective point of view.
Egocentricity, in a word, diminishes as we become conscious
of our subjectivity. Now the decrease of egocentricity
means the decrease of anthropomorphic finalism, and
consequently the decrease of all the feelings of participation
that are at the bottom of artificialism.
Progressive separation of the outer from the inner
world, and progressive reduction of the adherences, such,
in brief, are the two fundamental aspects of the first
process which we defined as a passage from realism to
objectivity. What we have just said about the relations
between egocentricity and artificialism takes us on to the
analysis of the second process, for it goes without saying
that all these processes are closely related to each other,
so much so, indeed, that they may be said to be completely
indissociable.
The second characteristic process in the evolution of
the idea of reality is the passage from realism to reciprocity.
This formula means that the child, after having regarded
his own point of view as absolute, comes to discover the
possibility of other points of view and to conceive of reality
as constituted, no longer by what is immediately given,
but by what is common to all points of view taken
together.
One of the first aspects of this process is the passage
from realism of perception to interpretation properly so
called. All the younger children take their immediate
perceptions as true, and then proceed to interpret them
according to their egocentric pre-relations, instead of
making allowance for their own perspective. The most
striking example we have found is that of the clouds and
the heavenly bodies, of which children believe that they
follow us. The sun and moon are small globes travelling
a little way above the level of the roofs of houses and
following us about on our walks. Even the child of
6-8 years does not hesitate to take this perception as the
expression of truth, and, curiously enough, he never
thinks of asking himself whether these heavenly bodies
do not also follow other people. When we ask the captious
question as to which of two people walking in opposite
directions the sun would prefer to follow, the child is
taken aback and shows how new the question is to him.
Children of 9-10 years, on the other hand, have discovered
that the sun follows everybody. From this they conclude
that the truth lies in the reciprocity of the points of
view : that the sun is very high up, that it follows no
one, and that each sees it as just above him.
What we said just now about dreams is also to a certain
extent germane to the present process : the child begins
by regarding his own dreams as true, without asking
himself whether every one dreams the same, as he does.
Side by side with this realism of perception and images,
there is a logical realism which is far more important.
We met with numerous examples of it in the course of
our studies on child logic. Before the age of 10, on the
average, the child does not know that he is a brother
in relation to his own brothers. The ideas of right and
left, of dark and fair, of the points of the compass, etc.,
are all subject to the law which is occupying us at the
moment. These conceptions are at first regarded as
absolute, so long as the personal point of view is accepted
as the only possible one ; after that, the reciprocity of
relations gradually begins to make itself felt (J.R., Chaps.
II and III). In the present volume (as also in C.W.)
we have pointed to several fresh examples of this process,
examples which were of importance in forming the structure
of reality.
Such are, above all, the ideas of weight and density.
During the earliest stages, an object is heavy or light
according to the immediate judgment implied by the
child's own point of view : a pebble is light, a boat is
heavy. Later on, other points of view are taken into
account, and the child will say, for example, that such
and such a pebble is light for him but heavy for the
water, and that a boat may be light for the lake while it
remains heavy for the child.
These last examples bring us to the third process
which marks the evolution of the child's idea of reality :
thought evolves from realism to relativity. This process is
closely related to the last, and yet differentiates itself
from it on certain points. During the early stage, the
child tends to think of everything under the form of
absolute substance and quality ; after that, bodies and
their qualities seem to him more and more dependent
upon each other and relative to us. Thus, substances
become relations, on the one hand, because the mutual
connection of phenomena has been seen, and on the
other, because the relativity of our evaluations has been
discovered. It would perhaps be as well to distinguish
between these two aspects of " relativity ", but the
second is, as a matter of fact, nothing but a combination
of the first with the " reciprocity " of which we spoke
just now. It will therefore be enough to point to this
connection without complicating our classification.
The most striking example of this process is undoubtedly
the evolution of the conceptions about life and movement.
During the early stages, every movement is regarded as
singular, as the manifestation, that is, of a substantial
and living activity. In other words, there is in every
moving object a motor substance : the clouds, the heavenly
bodies, water, and machines, etc., move by themselves.
Even when the child succeeds in conceiving an external
motor, which already takes away from the substantiality
of movement, the internal motor continues to be regarded
as necessary. Thus a leaf is alive, even though it moves
with the wind, i.e. it retains its spontaneity even though
the wind is needed to set it in motion. Similarly, a cloud
or one of the heavenly bodies remains master of its movements,
even though the wind is necessary to start it on
its path. But later on, the movement of every body
becomes the function of external movements, which are
regarded no longer as necessary collaborators but as
sufficient conditions. Thus the movement of clouds comes
to be entirely explained by that of the wind. Then these
external motors are conceived as themselves dependent
upon other external motors, and so on. In this way
there comes into being a universe of relations which takes
the place of a universe of independent and spontaneous
substances.
Closely analogous to this is the evolution of the idea
of force, since it is, as we saw, intimately connected with
the idea of life.
The idea of weight supplies us with an excellent example
of this advance towards relativity, and the evolution in
this particular case is closely bound up with the advance
towards reciprocity which we spoke of just now. During
the earliest stages, weight is synonymous with strength
and activity. A pebble sunk in water weighs on the
water, even when the latter is motionless, and produces
a current towards the surface. An object floats because,
being heavy, it has the strength to keep itself up. Weight
is an absolute thing : it is a quality possessed by certain
bodies, a variant of that life, or substantial force which
we have described. Later on, weight is regarded as
relative to the surrounding medium : bodies float because
they are lighter than water, the clouds, because they are
lighter than air, etc. But the relation is still vague :
the child simply means that for the water in the lake,
such and such a boat is light, but no comparison has
been made which introduces proportional volumes. The
wood of the boat is regarded as heavier than an equal
volume of water. Finally, between the years of 9 and 10,
" lighter than the water " begins to mean that the body
in question is, taken at equal volume, lighter than water.
Thus do the ideas of density and specific weight make
their appearance : absolute weight is succeeded, in part
at any rate, by relative weight.
The explanation of shadows and of night also offers an
example of the progression from substantialism to an
explanation founded on relations. During the earliest
stages, night and shade are substances that emanate
from clouds and bodies in general, and which come and
go more or less intentionally. In the later stages, night
and shade are nothing but the effects conditioned by the
spatial relations which regulate the diffusion of light.
In every domain the substantialist realism of perception
is succeeded by explanation through geometrical and
cinematic relations. Running parallel with this growing
relativity of phenomena in relation to each other, can be
seen a growing relativity of ideas and notions in relation
to ourselves and our evaluations. Thus the establishment
of relativity between phenomena leads to a relativity
between the measurer and what is measured. The evolution
of the notion of weight brings out very clearly this
double development. On the one hand, as we have just
seen, the weight of the body becomes relative to the
medium constituted by the other bodies, and presupposes
the establishment of a relation between weight and volume.
On the other hand, the words " light " and " heavy "
lose the absolute meaning they had during the earliest
stages, and acquire a meaning that is relative to the
units of measurement that have been chosen : the pebble
is heavy for the water, light for us, etc. The absolute
concept has become a relation. In such cases, the advance
towards relativity ends by converging absolutely with the
advance towards reciprocity of view-points ; in other
words, the second and third processes as we distinguished
them, finally merge into one.
Such, then, is the evolution of the notion of reality in
the child. Three processes help to make it emerge from
its initial realism and to orientate it towards objectivity.
In what relation do these three processes stand to one
another ? The first is of a purely social nature : the child
replaces Ms own individual and egocentric point of view
by the point of view of others and the reciprocity existing
between them. The second of these three processes is of
a purely intellectual order : substantialism of perception
is replaced by the relativism of intelligence. The third
process is both social and intellectual in character : in
becoming conscious of his " I ", the child clears external
reality of all its subjective elements, and thus attains to
objectivity ; but it is, above all, social life that has forced
the child to become conscious of his " ego ". Are we then
to conclude that social factors determine the progress in
the understanding of reality, or does this progress itself
explain the development of social life ? Let us note, in
the first place, that the three processes synchronise. All
three begin very early, all three are very slow, they
remain uncompleted at the close of childhood and survive
throughout the intellectual development of the adult.
There is therefore every reason to believe that they are
interdependent.
As a matter of fact, we have here, as in the case of
child logic, to suppose that social life is necessary to
rational development, but that it is not sufficient to
create the power of reasoning. Without collaboration
between his own thought and that of others, the child
would not become conscious of the divergences which
separate his ego from that of others, and he would take
each of his perceptions or conceptions as absolute. He
would therefore never attain to objectivity, for lack of
having ever discovered his own subjectivity. Without
social life, he would never succeed in understanding the
reciprocity of view-points, and, consequently, the existence
of perspectives, whether geometrical or logical. He would
never cease to believe that the sun follows him on his
walks. He would be ignorant of the reciprocity of the
notions of right and left, of dependence, in short, of
relations in general. It is therefore highly probable that
the relativity of ideas would elude him. This, at least,
is what we endeavoured to show in an earlier volume
(J.R., Chaps. II and III).
But at the same time, it would seem that reason,
while it presupposes a social environment in which to
develop, at one point transcends it. Once it has liberated
the appearance of the logical norms in the child, the
social environment enables him to become " permeable "
to experience. And when this faculty has been acquired,
the collaboration of logical reason and experience itself
suffices to account for the intellectual development that
takes place.
With this last remark we are led to analyse the
evolution of the idea of reality from the point of view of
the influence of environment on intelligence. Here, we
are at once confronted with a paradoxical fact : compared
with ourselves, the child is both closer to immediate
observation and further removed from reality. For, on
the one hand, he is often content to adopt in his mind
the crude forms of actuality as they are presented in
observation : one boat will float because it is light,
another, because it is heavy, etc. Logical coherence is
entirely sacrificed in such cases to fidelity to fact. The
causality which results from phenomenism of this kind is
not unlike that which is to be found in primitive races
and has been wittily compared by M. Brunschvicg to
causality as it was understood by Hume. Anything can
produce anything : so long as two facts are given together
in raw observation, the one may be considered the cause
of the other. We shall give this the name of fihenomenistic
causality. It is the starting-point of a large number of
childish notions. The moon that follows us, the clouds
that go with the rain, the heaviness or lightness of floating
bodies all these are phenornenistic associations at the
start, which later on lead the child to say : the moon
moves along because I do, the clouds are the cause of
rain, floating is determined either by heaviness or by
lightness, etc. When the child is presented with a new
and unknown fact, such as a toy engine, this phenomenistic
turn of mind comes out very clearly: the child makes
associations at random, connecting any one thing with
another, and immediately takes these associations as
causal.
But, in another sense, the child is far farther away
from reality in his thought than we are. Reality, for
him, is still overgrown with subjective adherences : it is
alive and artificial ; words, dreams, and thought reside
in external objects : the world is filled with forces.
Phenomenistic relations themselves take place against
a background of dynamism, either magical or animistic.
Thus the fact that the moon follows us is immediately
interpreted by means of pre-relations, one of which makes
the child think that he has power over the moon, the
other that the moon is interested in 'him.
This paradoxical dualism of pure phenomenism on the
one hand, and of magical dynamism, animistic or artificialist
on the other, is a new manifestation of that dualism of
juxtaposition and syncretism which we examined in our
earlier volumes (L.T., Chap. IV, and J.R., Chap. I).
Child thought proceeds by juxtaposition of its elements.
There is a synthesis, but the terms juxtaposed in this
way are embodied in subjective schemas, syncretism
consisting in connecting everything with everything else
in accordance with the hazards of a mental orientation
that is subjective and egocentric.
The counterpart of this paradoxical dualism of phenomenism
and egocentricity is the following : as it develops,
the idea of reality tends to become both desubstantialised
and desubjectified. Reality, as the child conceives it, is
desubjectified with the years, in the sense that the
adherences of animism, of artificialism, and of dynamism
are progressively eliminated. But at the same time,
reality becomes desubstantialised, in the sense that a
universe of relations gradually takes the place of the
universe of absolute substances which were assumed by
primitive perception. Movement, weight, shadow, and
night, force, etc., are all of them notions whose evolution
is characteristic in this respect.
In short, from the point of view of the action of the
physical environment upon the child, we are faced with
a continual paradox : the child is both nearer to and
farther from the world of objects than we are, and in
evolving an adult mentality he both advances towards
reality and recedes from it.
If by empiricism we mean the doctrine according to
which intelligence is entirely moulded by its environment,
then we must admit that empiricism fails to explain the
paradox we have spoken of, and for two reasons. In the
first place, the empirical hypothesis is in conflict with the
circumstance that the more primitive childish intelligence
is, the farther it is removed from what we call reality :
the initial confusion between the ego and the external
world, the existence of lasting subjective adherences,
are sufficient to show that the physical environment does
not imprint itself as such upon the mind of the child, but
that it is assimilated by means of schemas that are drawn
from internal experience. According to the opposite
thesis, the most primitive thought would have, on the
contrary, to be that which was nearest to external objects :
pure phenomenism would have to exist to the exclusion
of any adherence of internal origin. It may be objected
that these adherences can be explained by the empirical
hypothesis, in the sense that the mind first discovers its
own internal sensations, and then having associated them
together (in the phenomenist manner) proceeds to project
the result of those associations into the external world.
This projection would seem to account for the paradox
mentioned above, but the question remains as to whether
the child really discovers his own mind in the same way
as he explores by pure phenomenism a new object presented
from the external world. Now, obviously, the
child does nothing of the kind. "For, while the external
world is perceived by means of schemas of internal origin,
internal phenomena (thought, speech, dreams, memory,
etc.) are in their turn conceived only through schemas
due to external experience. The child vivifies the external
world and materialises the internal universe. Thus at no
point is the child mind completely ruled by pure phenomenism.
What one observes is a reciprocal digestion of
objects by endogenous schemas, and of psychical experience
by exogenous schemas. Such phenomenism as exists in
the child is never pure, and those who want to revive
empiricism in order to explain the point of contact between
child thought and the external world will have to complete
it by a theory of intellectual assimilation, which
means that they will have to abandon empiricism as such.
In the second place, the development of the idea of
reality in the child seems to us inexplicable on the
empirical hypothesis for the reason, to which logicians
have often drawn attention in another sphere, that a
false notion does not in itself differ from a true one.
Thus the observation that the heavenly bodies follow us
about contains nothing incorrect in itself. Only the
confrontation of one's own point of view with that of
others, and the construction of a world of impersonal
relations show the impossibility of the phenomenon.
Further, the concepts of weight, of density, of force, of
movement, etc., cannot be imposed by any experience :
only an act of choice, due to the logical structure characteristic
of the particular stage of intellectual development
can account for the presence of one particular conception
among the collection of possible conceptions. There is
no truth without relations, and there can be no concepts
without choice ; so there can be no facts without interpretation,
and no interpretation without certain dominant
mental tendencies. The construction of reality cannot,
therefore, be the product of pressure exerted then and
there by the physical environment : reality is built up
by intelligence, which means that reality, as it appears
to the child, is the fruit of a genuine collaboration between
the mind and the world around it.
Does this mean that we are to regard knowledge as a
free construction of the mind, which would mean admitting
a more or less rigid apriorism ? It should be noted that
from the point of view of modern biology such a theory
is not absurd. According to a contemporary school, the
environment does not act upon hereditary mechanisms :
acquired characteristics are not transmitted. Thus the
reaction of the organism to its environment is conditioned
by a structure which is transmitted from germ-cell to
germ-cell, without suffering any external change other
than chemical influences capable of intoxicating the whole
organism. Such a structure is therefore radically independent
of its environment and of the influences which
this environment may exercise upon the soma. From this
point of view, intelligence itself might easily be thought
to possess a fixed structure, and the sensations by means
of which the environment imprints itself upon the mind
might be thought to mingle and combine in obedience to
laws that were completely foreign to this environment.
An a priori theory of knowledge works in perfectly well
with a psychological biology. Apart from any question
of heredity, moreover, the " Gestalt " psychology of
Wertheimer, Kohler, and Koffka,
[ 2 ]
would seem to constitute
a revival of apriorism : for if every psychic synthesis implies
the appearance of a general feature that is new and not
reducible to the sum of its parts, it seems that the structure
of knowledge must be irreducible to that of reality.
Kohler,
[ 3 ]
it is true, claims to find " structures " in the
physical world, which fact seems at variance with our
interpretation. But it remains an open question whether
the " Naturphilosophie " which at bottom M. Kohler is
trying to establish alongside of his experimental psychology
would not lose some of its value if the author were to
express the problem in terms of Criticism instead of
trying to retrace in the physical world the same structures
as he finds in the human spirit.
Be that as it may, it is possible to conceive an apriorism
defined within the limits of experimental psychology.
But the a priori hypothesis is, to say the least of it,
unnecessary for the interpretation of our results. In
addition, it seems unable to account for two facts, with
the second of which it is even in flat contradiction. The
first is that, far removed though the child may be in
certain respects from pure observation, his docility towards
experience is nevertheless sufficient to give rise to a type
of causality that is properly phenomenistic. Above all
and this is the second fact the idea of reality undergoes
with age a progressive transformation. This means that
the categories of child thought are capable of evolution.
Now, apriorism presupposes fixity, whereas every change
in the actual structure of thought seems to show that
this structure is plastic to the action of external things,
whether this action be immediate or remote.
The truth, in short, lies half-way between empiricism
and apriorism : intellectual evolution requires that both
mind and environment should make their contribution.
This combination has, during the primitive stages, the
semblance of confusion, but as time goes on, the mind
adapts itself to the world, and transforms it in such a way
that the world can adapt itself to the mind. What is
the mechanism of this adaptation ? This is the question
we shall try to answer in 4. In the meantime, let us
make a definite statement of the results of our analyses
regarding the ideas of cause and of law.
TOP
Causality and the Child
The evolution of the idea of causality in the child follows very
much the same lines as those we have just been observing in connection
with the notion of reality. But it is important at this
point to recall the facts in all their complexity. If we
decide to do away with any arbitrary simplification, we
shall find no less than 17 types of causal relation in child
thought. Let us first make an analytical survey of these, and
then try to establish the laws which control their evolution.
The first type is that of psychological causality, which
is both causal and final ; let us call it the motivation type.
For example, God or men send us dreams because we have
done things that we ought not to have done. This type
is, no doubt, the most primitive, but it is also the one that
survives the longest. Its scope is reduced, however, as
mental development proceeds, since things in general
cease to be thought of as conscious or as specially made
by men. But during the primitive stages the motivating
relation is omnipresent. Elsewhere we have designated
as pre-causality this tendency to take a psychological
motive as the true cause of everything : there are two
Saleve mountains, because there must be one for grown-
ups and one for children, and so on.
The second type is that of pure finalism.
This type overlaps with the preceding one to a certain extent, but
it gradually separates itself from it. When the child says
that the river flows so as to go into the lake, the river is
not necessarily endowed with consciousness, nor the makers
of things with a motive. There is simply finality, without
either the origins or the consequences of this finalism being
noticed by the child. It is much the same when we say,
in accordance with ordinary common-sense, that ducks
have webbed feet so as to swim better. Implicitly, of
course, there is present some idea of a divine plan, or of
conscious and voluntary effort on the part of the duck.
But these links with psychological causality are not
perceived or made explicit, which shows that finalism
is to be distinguished from motivation.
A third type is constituted by phenomenistic causality :
two facts given together in perception, and such that no
relation subsists between them except that of contiguity
in time and space, are regarded as being connected by a
relation of causality. A fire lit under an engine or alongside
of it is regarded as the cause of movement, long
before the child has attempted to find a single intermediary
between this fire and the wheels of the engine.
A child will say that one pebble sinks to the bottom of the
water because it is white, that another pebble is light
because it is black, that the moon remains suspended in
the sky because it is yellow and bright, and so on. Anything
may produce anything.
This form of causality is undoubtedly independent of
the preceding forms, since the connections which it
implies are imposed by the external world itself. But
we cannot, as Hume would have liked to do, regard
phenomenistic causality as the only original form of
causality in the child. For phenomenistic causality is
essentially unstable ; as soon as it is established, a phenomenistic
relation transforms itself into one that is animistic,
dynamic, magical, etc. Thus the child who thinks
that he is the cause of the movements of the moon always
interprets this relation in a way that goes beyond the
limits set by pure phenomenism. Up to the age of 4-5,
he thinks that he is " forcing " or compelling the moon
to move ; the relation takes on an aspect of dynamic
participation or of magic. From 4 to 5 he is more inclined
to think that the moon is trying to follow him : the
relation is animistic. The child who attributes to the
fire the movement of the engine, immediately lends to
the fire a force, the capacity for making air, etc.
The phenomenistic relation is therefore essentially
vicarious ; it clears the way for the dynamic and other
forms of relations which follow immediately upon it. One
even wonders whether the phenomenistic relation would
exist if there were not other forms of relations to support
it. Rather does it seem that the mind of the very young
child, saturated as it is with dynamism, with finalism,
with animism, with magic, with pre-causality, with artificialism,
etc., when it is confronted with new phenomena
establishes at random spatial and temporal contiguities,
and sees relations between any one thing and another.
In short, though it cannot be reduced to causality by
motivation, etc., phenomenistic causality, such as we find
it in the child, would seem to be capable of existing in a
mind already attuned to other forms of relation. Thus
phenomenistic causality is to these other forms what, in
our case, induction is to deduction properly so called : we
make inductions independently of any sort of deduction,
simply by empirical groping, but we do so because we are
perpetually on the lookout for some possible deduction.
A fourth type of relation is participation.
This type is more frequent than would at first appear to be the case,
but it disappears after the age of 5-6. Its principle is
the following: two things between which there subsist
relations either of resemblance or of general affinity, are
conceived as having something in common which enables
them to act upon one another at a distance, or more
precisely, to be regarded one as a source of emanations,
the other as the emanation of the first. Thus air or
shadows in a room emanate from the air and shadows
out of doors. Thus also dreams, which are sent to us by
birds " who like the wind " (C.W., Chap. Ill, 2).
Closely akin to participation is magical causality, a fifth
type, magic being in many respects simply participation :
the subject regards his gestures, his thoughts, or the
objects he handles, as charged with efficacy, thanks to the
very participations which he establishes between those
gestures, etc., and the things around him. Thus a certain
word acts upon a certain thing ; a certain gesture will
protect one from a certain danger ; a certain white pebble
will bring about the growth of water-lilies, and so on.
In its origins participation is connected with certain
conditions of logical structure to which we shall return
later. But participation and magic are connected even
more closely with psychological causality. For not only
does the child regard his desires as efficacious in themselves,
but all realism presupposes a realism of thought
and gesture, that is, a realism of signs in general. And
this realism is the result of that initial confusion between
the self and the external world which is the very thing
which primitive psychological causality implies.
A sixth type, closely related to the preceding ones, is
moral causality. The child explains the existence of a
given movement or of a given feature by its necessity,
but this necessity is purely moral : the clouds " must "
advance in order to make night when men go to bed in
order to sleep ; boats " have to " float, otherwise they
would be of no use, etc.
Closely akin to psychological causality or finalism, but
with an added element of necessity, moral causality is
also related to that form of participation which we have
called dynamic : external objects have intentions which
participate with ours, and in this way our desires force
them to obey us in accordance with purely moral or
psychical laws.
The seventh type of relation is artificialist causality.
Psychological causality or pre-causality is at the start
neither purely moral nor purely physical. A given event
is explained straight away by the intention or motive at
the back of it, but the child does not ask himself how this
intention has worked itself out in action. Since all nature
both matter and consciousness is nothing but life, the
problem does not arise. As soon as the two terms come
to be differentiated, artificialist causality appears, at the
same time as moral causality and in the nature of its
complement : the event or object to be explained is then
conceived as the object of human creative activity. This
shows the family resemblance to the preceding types
which are all capable of growing into artificialism or of
finding themselves completed, thanks to this new type of
relation.
An eighth type is animistic causality, or what might be
called causality by realisation of form. The existence of a
character or form is explained by an internal biological
tendency that is both alive and conscious. The sun is
what it is because, after having been made by men, it
grows. Mountains have grown, etc. Clouds and the
heavenly bodies move along because they are alive. This
is the complement of artificial causality ; external motors
act on things only if the latter possess an internal motor
capable of carrying out the directions and commands
received from without.
A ninth type, which is simply left over from the preceding,
is constituted by dynamic causality. Once animism
proper has been eliminated, there still remain in objects
forces that are capable of explaining their activity and
their movements. Thus, primitively, force is confused
with life itself, but dynamism outlives animism, just as
finalism outlives pre-causality. Throughout this book we
have had occasion to point to the very general character
of childish dynamism.
A tenth type of relation is explanation by reaction of
the surrounding medium. It is, properly speaking, the
child's first genuinely physical explanation. For all the
preceding forms appeal either to motives or to intentions,
either to occult emanations or to mystical manufactures.
But reaction of the surrounding medium implies, and,
for the first time, the need for defining the " how " of
phenomenon, i.e. the need for continuity and contact.
At first reaction of the surrounding medium still goes
hand in hand with animistic dynamism. Only it completes
this dynamism with a more exact mechanism. Thus the
clouds are regarded as setting themselves in motion, but
once this movement is started, the clouds are driven along
by the air which they produce by their flight. Later on,
reaction of the surrounding medium will serve to explain
purely mechanical movements. Thus projectiles which
are supposed to be devoid of any spontaneous movement
are pushed along by the air which they make in moving.
The prime motor is thus the hand that throws the projectile,
and not an internal force, as in the case of the
clouds. We have seen what universal use children make
of explanation by reaction of the surrounding medium.
The movement of clouds, of the heavenly bodies, of water,
of air, of projectiles, of bicycles, of aeroplanes, of boats,
of tops, the effects of centrifugal force all these are
reduced to a schema which up till now was thought to be
peculiar to Greek and mediaeval physics.
An eleventh type of causality is constituted by
mechanical causality properly so called, i.e. explanation
by contact and transference of movement : the wind
pushes the clouds, the pedals make the bicycle go, etc.
This form of causality appears between the years of 7
and 8. It is always the result of eliminating dynamism.
The child who always begins by attributing these movements
to the collaboration of two forces, one internal
(the object's own force) and the other external, gradually
comes to look upon the internal motor as unnecessary.
At this point explanation becomes mechanical. Very
often the schema of reaction of the surrounding medium
serves as a transitional stage between the dynamic character
of the early stages and the mechanical character of
the later explanations which the child may offer of a given
phenomenon.
A twelfth type of relation is what may be called causality
by generation. The explanation of movement naturally
admits much more easily of being reduced to the
mechanical type than the explanation of how bodies are
actually produced. And at the stage when children bring
their ideas of movement in general under the heading of
mechanism, they still look to artificialism and animism to
explain the origin of things. How, then, will an attempt
at a rational explanation of this origin first present itself ?
We saw that in the matter of the heavenly bodies, of the
clouds, etc., as soon as the child has given up the idea
that they were made by men, he tries to think of them as
being born out of each other. This is the type of relation
which we shall call generation. The sun, for example, is
regarded as a little living ball that has come out of a fiery
cloud ; the clouds themselves have come out of smoke,
of air, of fire, etc. This is simply an extension of the
animistic idea, with the added notion of a transmutation
of substances. The idea of such transmutations is often
imposed by relations of dynamic participation : the child
feels that there is a relation between rain and clouds long
before knowing that the one comes out of the other. He
begins by saying that the clouds " come with " the rain,
then, from the moment that the rain ceases to be thought
of as made by men, he imagines that it comes out of the
clouds. Thus a mere participation between intentions
and movements (clouds are at first believed to accompany
rain, just as the sun and moon accompany us, not for any
reason, but because they are made to) gives rise little by
little to the idea of generation proper.
From this type of explanation to the thirteenth, namely,
to explanation by substantial identification there is but a
step. We shall say that there is identification when bodies
that are born from each other cease to be endowed with
the power of growth as it exists in living beings. It is not
always easy to draw the line, but it is useful to note the
difference. For instance, great progress has been made
when the sun is no longer believed to have been born of a
cloud, but is regarded as a collection of clouds that have
" rolled themselves tip into a ball." In the first case, the
sun is looked upon as a living being that is very small at
first and gradually grows bigger. In the second case, it is
regarded merely as matter resulting from the fusion and
burning of other inert matters. It will be remembered
how frequent were these explanations by identification
between the years of 8 and 10.
Once this thirteenth type of explanation has detached
itself from the preceding type, it quickly gives rise to
the more subtle fourteenth and fifteenth types.
The fourteenth is characterised by the schemas
of condensation and rarefaction.
For it is not enough for the child to say
that the sun has been made by clouds that have rolled
themselves up into a ball, or that a stone is formed of
earth and sand. The qualitative differences have to be
explained, which separate bodies of similar origin. The
child then makes the following perfectly natural hypothesis.
That the qualities of the sun result from the fact
that the clouds have been " well packed" (serres). That
the hardness of the stone comes from the fact that the
earth is " close " (serree). Thus the matter that makes up
bodies is more or less condensed or rarefied. Naturally,
the child does not seek, as did the early pre-Socratic
thinkers, to reduce all qualitative differences to differences
of condensation. Nevertheless, between the ages of 9
and 10, we can see a very general attempt at explanation
by condensation. This shows with particular clearness in
the evolution of the idea of weight. According to the very
young children, bodies are heavy in proportion to their
size, and the child has no notion of differences in specific
density. The older ones, on the contrary, say that the
water is light because it is " thin ", or " liquid ", whereas
wood and stone are heavy because they are " big ",
" thick ", " full ", and so on. In short, putting aside
mistakes in the evolution of weight, water is a rarefied
matter, whereas wood and stone are condensed matters.
The fifteenth type of explanation is, in a sense,
simply an extension of the last : it is that of atomistic composition.
From the moment that bodies are regarded as the result
of the condensation or rarefaction of original substances,
it follows inevitably that sooner or later they will be
conceived of as made up of particles tightly or loosely
packed together. This is the conclusion which the child
comes to with regard to stones : the stone is made of little
stones, which are made of grains of earth, etc.
The sixteenth type of explanation is spatial explanation.
Thus the explanation of the cone-shaped shadow appeals,
in the later stages, to principles of perspective. Similarly,
the explanation of the rise in the water-level due to the
immersion of solid bodies appeals, after the age of 9-10,
to the volume of the immersed body. This is rather an
advanced form of explanation and consequently only
occasionally to be found in children.
Finally, the seventeenth type of explanation, the most
subtle, but towards which most of the others tend, is
explanation by logical deduction. A good example of this
was supplied by the experiment of the communicating
vessels : the level of the water is the same in both branches,
so some of the children told us, because the water can go
equally well in one or both directions, and this is what
explains the final equilibrium. This is explanation by the
principle of sufficient reason. All mechanical explanations,
spatial, atomistic, etc., appeal sooner or later to
the principle of deduction, and this type of explanation
is therefore one of increasing frequency after the age of
10~11. For example, from the laws which he has observed
in connection with the floating of boats, the rise in the
water level, the child gradually draws explanations which
imply concepts, such as density, specific weight, and so
on. These concepts are pure relations ; they are chosen in
view of deductions to be made, and are not imposed by
facts.
Having distinguished these seventeen types, we can
now lay down three main periods in the development of
child causality. During the first, all the explanations
given are psychological, phenomenistic, finalistic, and
magical (types I-VI). During the second stage, the
explanations are artificialist, animistic and dynamic
(types VII-IX), and the magical forms (III and IV)
tend to diminish. Finally, during a third period, the
preceding forms of explanation disappear progressively
and give place to the more rational forms (X to XVII).
Thus the first two periods are characterised by what we
have called pre-causality (in the widest sense of the word),
i.e. by the confusion of relations of a psychological or
biological type in general with relations of a mechanical
type, and true causality does not appear till about the
age of 7-8 (third period).
Three processes seem to us to characterise this evolution :
the desubjectification of causality, the formation of series
in time, and the progressive reversibility of the systems of
cause and effect.
The first process is very definite.
Causality, like the whole of reality, is at first teeming with subjective
elements. No distinction is drawn between motivation
and physical causality (types I, II, VI) or between
muscular and manual activity and mechanical action
(types VII and IX), or again between the influence of
mind on body or of the body on itself, and the influence
of external objects on each other (types III, IV and
VIII). As to phenomenistic causality, it is, as we saw,
essentially vicarious and unstable. In the course of our
studies on child psychology we had expected to fix upon
7-8 as the age before which no genuinely physical explanation
could be given of natural phenomena. Our
present enquiry entirely confirms this expectation. After
7-8 the more positive forms of causality gradually supplant
the others, and we can say that at the age of about 11-12
the evolution is completed. There is, therefore, in the
domain peculiar to causality a process of evolution exactly
similar to that to which we drew attention in speaking
of reality : confusion of the self and the universe, then
progressive separation with objectification of the causal
sequences.
The second process is peculiar to causality :
it is the constitution of temporal series. What strikes one most
about the child's more primitive forms of causality is the
immediate and almost extra-temporal character of the
relation. It was the same with participation : the
moment we have made a certain movement in a room,
the air rushes into our hands through closed windows.
As soon as we bring a copy-book up to the table, the
shadows of the sky or of the trees come and interpose
themselves between our hand and the wood of the table.
As soon as we walk along the street, the sun or the moon
begin to move. Not a thought is given to the question
of distance or of how long the action would have to take in
travelling from the cause to the effect. Joined to this
relative immediacy, is a remarkable absence of interest
as to " how " phenomena occur. Thus, according to the
very youngest children, the pedals make the wheels go
round without being in any way attached to them, simply
by influence. The fire makes the wheel of the engine turn,
even 50 centimetres away. There is no contact, during
the primitive stages, between cause and effect. Immediacy
of relations and absence of intermediaries, such are the
two outstanding characteristics of causality round about
the age of 4-5. But such features are completely absent
from children of 11-12 in subjects of which they know
nothing. Thus, it is more or less impossible for a child
of 10 to understand how a motor-car works. Nevertheless,
the child presupposes pipes, cog-wheels, chains, and belts
to act as intermediaries between the petrol and the wheels.
From 7-8 onwards, excellent explanations from memory
are to be found concerning bicycles, whereas before this
age, the various parts were believed to act on one another,
but never in the same order. In the sphere of nature,
the establishment of contacts and of series in time is also
very definite. The step from pre-causality to mechanical
causality in the explanation of movement is a good
example ; and the explanation by reaction of the surrounding
medium an explanation which serves as a
transition between the two extreme types of causality
marks precisely the presence of a need for a chain of
intermediate links between cause and effect. There is,
therefore, in every sphere a constant progression towards
the establishment of series of intermediaries, and series
ordered in time.
We shall not go so far as to say, however, that even in
the earliest forms of the causal relation there is not a
feeling of before and after. Indeed, it may be that although
cause and effect are infinitely close, the child still refuses
to reverse the terms. This is a special problem, which we
hope to take up again with I. Meyerson. All we are
saying for the moment is that between cause and effect
there is no series properly so called : there is nothing at
all, and progress consists precisely in establishing chains
of intermediaries such that each should be the effect of
the one that precedes it and the cause of the one that
comes after it.
A third process in the evolution of
causality is the progressive establishment of reversible series.
At first sight this aspect of the question seems to be in contradiction
with that which we have just been discussing, but
it will soon be seen that this is not the case. If we examine
a mechanism of any complexity that has been correctly
understood by a child of 8-10, we shall always find that
it is a reversible mechanism. When the stone has been
understood to be composed of little particles of earth, the
child admits that the stone can be decomposed into
earth. When a child has understood how the pedal of a
bicycle makes the wheel move round, he sees that by
turning the wheel the pedals can be made to turn. The
child believes that the cloud is made of smoke and that
this is how it produces fire : from this he concludes, sooner
or later, that the cloud can turn itself back into fire and
in this way give rise to thunder and to the heavenly
bodies. This reversibility does not exclude the existence
of a series in time. Only, the series in question is one
that can happen in two different directions.
Now, if we really look into the matter, we shall find
that all the more advanced forms of explanation in the
child are reversible. Mechanical causality is obviously
so. So also is causality by substantial identification, i.e.
by transmutation of the elements. Children, at any rate,
have no doubts on this point : air produces fire, and
fire, air ; water produces smoke, and smoke, water, etc.
Causality by atomic composition follows the same rule,
so much so, indeed, that the child always becomes involved
in vicious circles when he applies it for the first
time : the stone is made of earth, and vice versa. Later
on, these vicious circles cover more ground, i.e. a greater
number of intermediaries are introduced between the
extreme terms of the series. But the explanation is still
circular. As to spatial and deductive explanations, it
goes without saying that they are reversible, since they
omit the time element.
The primitive forms of causality, on the contrary, are
all irreversible. Take, for example, psychological, magical,
finalist causality, etc. : an action or a motive explains
a given phenomenon, but the reverse is inconceivable.
Artificialism is in the same case : men made the universe,
but the universe did not make men. Participation raises
a special problem : its immediacy seems to imply reversibility.
But in every participation there are emanations
and there is the source from which they issue. This is
therefore anything but reversibility. Of all the types of
causality that come before that of mechanical causality,
explanation by reaction of the surrounding medium is the
one that points most clearly to a beginning of reversibility.
But this is precisely the type that clears the way for the
higher forms of explanation.
The progress from irreversibility to reversibility is thus
continuous. This process, moreover, seems extremely
natural if we bear in mind the manner in which the idea
of reality grows up in the child. For the primitive universe
is both strewn with subjective adherences and very near
to immediate perception. Now, in so far as it is tinged
with the child's subjectivity, this universe is irreversible :
the flow of consciousness, psychological time, the whims
of desires and actions which follow one another without
order or repetition all these things are projected in their
entirety into the external world. Similarly, in as much
as it is near to immediate perception, the child's universe
is irreversible, for perception never shows us the same sun
nor the same trajectory, nor the same movements twice.
Events cannot happen over again in the same way. It
is the mind that builds up reversible sequences underneath
perception. To the extent that the child's universe
is removed from these constructions and close to the
immediately given, it is irreversible. Thus the advance
towards reversibility shown by the development of child
causality follows exactly the same lines as those underlying
the processes defined in connection with the idea of reality.
It is not our business to compare these results with the
conception which M. E. Meyerson has so ably defended
in his works on explanation in the sciences. Anyone can
see the affinity between the three processes we have
distinguished and that " identification " to which M.
Meyerson has reduced the progress of causality. At the
same time, we prefer the word reversibility to the word
identity for characterising the causality of the later
stages, because, even if it is true that to explain always
means in the last resort to deduce, it is not by any means
so sure that to deduce means the same as to identify.
One can also say that deduction is simply, as Mach and
Goblot have shown, a construction, and this view would
tend to bring together causality and legality, after having
kept these two notions strictly apart.
What conclusion are we to draw from our study of
child causality as regards the influence of physical environment
on the growth of intelligence ? Here, again, we can
only note that the more primitive the ideas of the child,
the further removed are they from the physical environment
as we know it. All the early forms of causality
magic, finalism, animism, artificialism, and, above all,
dynamism, are inexplicable if we do not allow that between
environment and consciousness there come to be interposed
schemas of internal origin, i.e. psycho-physiological
schemas. The starting-point of causality is a non-
differentiation between inner and outer experience : the
world is explained in terms of the self.
Are these facts, then, a confirmation of Maine de
Biran's psychological realism? We have already mentioned,
in connection with the idea of force, what seemed
to us to be the difficulties of such a doctrine. With
regard to causality in general it will therefore be enough
to say that if the world is interpreted by the very young
child in terms of his own " I ", the " I " in its turn is
explained in terms of external experience. We have no
more direct cognisance of the self than we have of external
objects. Participation and magical causality show, on
the contrary, that it is for lack of having discovered his
own subjectivity that the young child feels his gestures,
his words, and his thoughts, to be bound up with the
objects themselves. We do not therefore, as Maine de
Biran maintained, begin by discovering internal causality
and then proceed to transfer it into objects. Causality
is the result of a sort of bodily contact between the
organism and the world, which is prior to consciousness
of self, and this bodily contact takes us back to the notion
of an assimilation of things by thought, a notion to which
we shall return later in 4.
On the other hand, to make causality into an a priori
form, fixed once and for all in the structure of the mind,
is to raise insuperable difficulties. For, after all, why
should not causality appear from the first in its completed
form ? Why does it evolve to the extent of giving rise
SUMMARY ANJD CONCLUSION 273
to 17 forms, distinguishable among children alone ? Why
is it dependent upon the influence of environment ? If
these are, in causality, signs of a structure which eludes
empirical explanation, it will have to be admitted that
this structure is plastic, and this leads us back once
more to the hypothesis of an assimilation of external
objects by the organism, such that the objects modify
the organism, and such that the organism in its turn
adapts things outside to its own peculiar structure.
TOP
The Child's Idea of Law
The notion of law
presents in the child, as indeed in the whole history of
thought up to modern times, two complementary features
universality and necessity. Law is a constant and
necessary relation. M. E. Meyerson has done very useful
work in drawing attention to the difficulties of the
position, and in distinguishing clearly between legality
and causality, legality being simply generality, while
causality alone could serve as a foundation for necessity.
But from the genetic point of view, the concepts of
natural and of social law have always reacted upon each
other. For the child, who alone concerns us here, law is
inconceivable without necessity. Let us therefore try,
without the help of any preconceived ideas, to trace the
development of these conceptions.
We can distinguish three periods in the evolution of
law in the child. Each of these is characterised by the
peculiar relationship in which generality and necessity
stand to one another. During the first, generality is non-
existent ; as to necessity, it is purely moral, physical
determinism not having been separated from the idea of
social obligation. During the second period, these two
types of necessity are differentiated, and generality comes
into being. During the third period, generality is established,
and physical determinism is accompanied by logical
necessity, which is the last term in the evolution from
moral necessity.
The first period lasts till about the age of 7-8. During
this time, there are no natural laws. Physical and moral
determinism are completely confused with each other.
More exactly, any law observed to hold among external
objects is regarded as a social law, and things are believed
to behave in accordance with rules that are imposed upon
them from outside. This will be recognised as the combination,
to which we have so often drawn attention, of
animism and artificialism : nature is a society of living
beings of whom man is the master and at the same time
the creator. All recurring movements are explained
primitively in this way. The movements of the sun and
the moon, that of the clouds, the return of night, the
course of rivers and of waves all these are subject to
the same principle : things have obligations towards us.
Before the age of 7-8 we found no example of movement
regulated by purely physical laws. There are always two
motors which ensure the movement, thanks to their
collaboration : an internal motor, which is the obedient
will of the moving object, and an external motor, which
is at first man himself, and then certain other bodies
which play the part of masters or of more vigorous enemies
(such as the sun driving away the clouds and the night
summoning them).
We saw the counterpart of these facts when we came
to analyse childish animism (C.W., Sect. III). When
children between 5 and 8 are asked whether the sun could
go away if it wanted to, they always answer that it could :
if it does not go away, it is because it " has to shine a
little longer", or because "it has to lighten us during
the day ". Clouds cannot go because they show us the way,
etc. In short, if there are natural laws at work, it is not
because the bodies in question are physically determined ;
they could perfectly well evade the law if they wished to.
It is simply that they are obedient.
This is why for the child, as for Aristotle, the two
notions which for us are to characterise the world of laws
violence and chance come under no law whatsoever.
With regard to violence, we cannot claim to have found
in children any explicit belief that could be compared to
the distinction made by Aristotle. But the whole of the
moral conception of law of which we were speaking just
now, shows that natural movements are, in the child's
eyes, not violent, but harmonious and free. This implicit
belief is constantly coming to the surface. Thus a boy
of 6 told us that the sun is clever " because he wants to
make it warm " ; we are clever " when we don't do what
we ought not to do " ; as to clouds, they are " not clever ",
because " they try to fight the sun ".
We have dealt at great length elsewhere (L.T., Chap. V)
with the question of chance, and shall therefore content
ourselves now with recalling our results. Before the age
of 7-8 the child seeks, as far as possible, to eliminate
chance from nature. The very way in which he formulates
his " whys " shows that for him everything has a reason,
even when to us it seems fortuitous and contingent.
Now, whatever contradicts this conception provokes, by
the mere fact of doing so, the maximum of curiosity on
the part of the child. And this is why we find the child
trying to find the reason or justification for a whole
number of facts which for us are inexplicable because they
are due to chance : why there is a big and a little Sal&ve
mountain, why pigeons are like eagles, why one person
has smaller ears than another, etc. In short, law may be
arbitrary in the sense that the will of gods or of men may
be capricious ; but chance is banished from nature, for
everything admits of justification or of motivation, since
everything in nature has been willed.
To conclude, during the first period the necessity of
law is entirely moral, and physical necessity is simply the
lining as it were of this moral necessity, i.e. it is simply
dependent upon the force and authority of the masters
of nature. What is the type of generality that could go
hand in hand with such a conception of necessity as
this ? History has shown over and over again that to a
moral conception of natural law there corresponds a
belief in the possibility of numerous exceptions* These
exceptions are of two kinds : miracles and the resistance
of external things (monsters, etc., conceived by Aristotle
as the resistance of matter in relation to form) . The child
thinks in exactly the same way. Corresponding to the
confusion existing between natural and moral law, there
is, during this first stage, a complete absence of generality
in the laws of nature.
We have repeatedly had occasion to note this absence
of generality. First of all, in child physics : according to
one and the same child a given boat will float because
it is heavy, another, because it is light ; a given body
immersed in water will raise the level because it is big,
another will fail to do so although it is heavy, and so on.
There are certainly laws, but the exceptions are as
frequent as the rule. As a rule, the water in rivers flows
down, but it might just as well flow upwards. Sometimes
the wind drives the clouds before it, sometimes they move
by themselves.
The possibility of miracles is, of course, admitted, or
rather, miracles form part of the child's conception of the
world, since law is a moral thing. Children have been
quoted who asked their parents to stop the rain, to turn
spinach into potatoes, etc.
During the second period, on the contrary, we see two
processes at work which are complementary to each other
and take place between the years of 7-8 and 11-12 ; on
the one hand, moral necessity and physical determinism
become differentiated, and on the other hand, law becomes
general.
We have seen numerous examples after 7-8 years of
the manifestation of physical determinism. Thus the
movements of water and clouds come fairly soon to be
attributed to purely mechanical causes : the water cannot
do otherwise than go down the slope, the cloud is bound
to move forward when there is wind, and so on. At
8 years old on the average, the mechanism of a
bicycle is completely understood, and this fact alone
points to a mentality that is beginning to bend to
the idea of uniform and physically determined causal
sequences.
But the clearest index of all is the appearance of the
idea of chance. At about 7-8 the child begins to admit
that there are things which serve no particular purpose
and events due solely to chance encounters. Thus the
arbitrary and capricious element, which during the preceding
period went hand in hand with the conception
of law, has turned into chance, which means that it has
lost its moral aspect and has taken on a purely physical
character.
It goes without saying that moral necessity is not
changed into physical determinism at a stroke. Up to
the age of 11-12, many natural laws are still thought of
as moral. The movements of the sun and the moon, for
example, are those which are interpreted the longest as
obeying purely moral laws. Moreover, determinism conquers
only the details of events, whereas the body of
natural laws taken in their most general aspect remains
moral in character. For instance, the child may know
that the formation of rain and the movement of clouds are
due to purely physical processes, but he continues to
believe that if there are clouds it is "for the gardens",
Finalism dies hard.
As to the generality of law, it naturally grows in proportion
as moral necessity decreases. As soon as the
movement of rivers is interpreted physically, water is
considered as always flowing in the same sense, etc.
This is the age when the child seeks to avoid contradictions,
and when he begins to understand that a law
either is general or is not.
Finally comes the third period, which sets in at about
l0-11. During this period, the generality of law naturally
takes deeper root. But what becomes of necessity ? For
a general law is not, as such, necessary. The child may
very well discover the absolute regularity of a given
physical law (such as that light bodies float, and that
heavy ones sink, etc.) but there is no physical necessity
that can account in his eyes for this regularity. Apart
from cases of apparent constraint (as when the wind
pushes the clouds) there is no physical necessity. What
makes a law necessary in our eyes is its deducibility : a
law is necessary if it can be deduced with a sufficient
degree of logical necessity from another law, or from
sufficient geometrical reasons. Thus a paradox attends
the evolution of law in the child : as the generality of
laws increases their necessity grows less (in so far as this
necessity, as during the first two periods, is moral). For
as the child abandons the idea of moral necessity for
justifying laws, he is faced with a mere generality of fact
that is, however, devoid of any foundation whatsoever.
When we ask the child why water goes down whereas
smoke goes up, he can answer that heavy bodies fall
whereas light bodies rise, which is certainly a general
law ; but when we question him further as to why this
is so, he can answer nothing. The younger ones invent
a moral reason to get out of the difficulty, but the older
ones are nonplussed. Are we then to admit that moral
necessity disappears without leaving a trace, or shall we,
during this third period, find this necessity reappearing
in a new form ? We believe this last solution to be the
right one, and that after the age of 10-11, moral necessity
becomes logical necessity.
For at about this age various attempts at deduction
and logical justification of laws manifest themselves. We
recalled just now the attempt to reduce the principle of
the communicating vessels to an explanation by sufficient
reason. During the same age, we find explanations of
floating by the notion of density or by the relation of
weight to volume or form, all of which are attempts in
the right direction. Questions about shadows, about
immersed bodies, etc., also give rise to so many deductions
of laws.
But what possible affinity can we allow to exist between
moral and logical necessity, two types which at first sight
seem so radically distinct ? Let us imagine a universe
controlled by moral necessity. Now take from it all
direct influence, all consciousness and will, and also all
mystical activity exercised by man upon things. Much
will still remain. There will still be the ideas of order,
of organisation, of regularity, coherence, and intelligibility.
Thus there remains the possibility of explaining one group
of phenomena by taking another group as our starting
point. All this is characteristic of logical necessity ; for
at its root lies the conviction that every law that has
been observed empirically must admit of justification
by an appeal addressed no longer to the will and the
emotions, but to reason.
What conclusions can we draw from our analyses from
the point of view of the influence of environment ? We
cannot honestly account for the evolution of the idea of
law by any direct action of the physical environment.
The idea of law, like those of cause and reality, is much
more remote from the child than it is from us. From the
very first, we see that the feeling of the moral necessity
of law comes before any exact knowledge of the law
itself. From the first, we can observe a fusion of physical
experience and internal feeling. No doubt only " conditioned
reflexes " and motor anticipations will supply
the contents of the most primitive laws discovered by
the child, but this purely empirical attitude in no wise
explains the " obligatory " character of law.
This feeling of obligation, thanks to which the child
co-ordinates things as they are presented to him, can
therefore only be of internal origin. Nothing in nature
herself can give the child the idea of necessity.
To immediate perception nature is full of whims, and there
are no laws that do not admit of numerous exceptions.
The child sees this himself when he begins by refusing to
allow any generality to the laws of nature. But why
does he not stop there ? On the contrary, we are faced
with the paradoxical fact that the earliest relations
perceived are conceived as morally necessary even before
having become intelligible. This strikes one particularly
in the explanations given of floating or of movements in
general : wood stays on the water because it must, the
moon follows us because it is forced to do so, the river
flows because it must flow, etc. Sully long ago noted this
feeling of a rule, but these primitive rules have a meaning
that is far more moral than logical : they imply, not
generality, but simply obligation. The same thing strikes
one also in the explanations children give of machines :
all the parts present must be there for the machine to go,
says the child, before having understood, or even guessed
at the true r61e of these parts ; thus the lamp, or the
brake, or the tyres of a bicycle, will seem as necessary to
movement of the whole as do the wheels and the pedals.
If, then, the feeling of necessity is not due to the pressure
of the physical environment, is it perhaps the outcome of
social surrounding ? For one may well wonder how a
child would think who was removed from the authority
of his parents. Is not the concept of nature simply the
outcome of comparisons with family life rather than the
result of pre-relations properly so called ?
Only one of the various theories put forward to
account for the moral obligation attaching to the idea
of law tends to make us subscribe to this hypothesis.
We are thinking of the fine work done by M. Bo vet on
the conditions of obligation in the conscience.
[ 4 ]
There is
obligation in so far as the orders are given by persons
for whom we feel respect, respect being a s^i^ generis
mixture of fear and love. There is obligation in the
measure that a relation exists, not between person and
person, but between the small and the great.
It would therefore be in the relation of the child to
its parents that we should have to look for the origins
of law. Only, in M. Bovet's view, this relation would go
a long way back. And indeed, observation shows the
extreme importance and the great precocity of this
attitude of mingled fear and love, which according to
M. Bovet is precisely what constitutes respect. The
child's conceptions about natural law would therefore
seem to have their roots in a very universal and a very
primitive reaction.
We must not therefore say that the child's concept
of nature is based simply on an analogy with family life.
What is at work is a genuine pre-relation. Moral obligation
forms part of the very structure of the child's mind, if we
admit that the feeling of obligation is derived from the
earliest contacts of the child's will with that of its parents,
for these early contacts condition the whole of the child's
mental life.
TOP
Assimilation and Imitation
In studying the
evolution of the idea of reality in the child, we found in
the primitive stages a dualism that was little short of
paradoxical. On the one hand, the universe of the child
is closer to immediate perceptions, closer to external
things than the universe of the adult. On the other hand,
it is more subjective, more permeated with characters
that are, in fact, taken from internal experience. The
same phenomenon appears in the evolution of the ideas of
cause and law. The most primitive laws which the child
lays down take account of every feature and every detail
of immediate perception : they are not general, they have
exceptions, and the explanations are over-determined.
They point to a type of necessity borrowed from inner
experience, and the pre-causality which goes with them
is marked by a confusion of motivation with physical
connections.
The same dualism is to be found in the logical structure
of child thought. Child thought proceeds by juxtaposition.
Judgments are not interrelated, because each
espouses the object in all its detail and takes no account
of the judgments that came before it. But there is syncretism,
which means that the lack of objective relations
is made good by an excess of subjective relations.
In brief, there is dualism everywhere realism on the
one hand, subjective adherences on the other. It should
be noted in passing that the situation is closely analogous
to what M. Brunschvicg has so clearly shown to exist
in the mentality of primitives. " With regard to relations
of causality, the metaphysics of dynamism mingle with
the phenomenism of contingency ",
[ 5 ]
We would therefore
seem to be in the presence of a very general feature of the
evolution of thought. But we shall confine ourselves, in
what follows, to the psychology of the child, which we
have chosen as our special province.
In order to explain this dualism, we shall be obliged to
carry into the sphere of psychology the epistemological
distinction between the form and the matter of knowledge.
All we need do is to agree upon the meaning which we
wish to give these terms in the domain of practical experience.
The line which we proposed to follow at the opening
of these general conclusions will supply us, in this
connection, with a perfectly natural solution.
If we agree to take as our system of reference, nature
as science describes her, then we shall call matter, or
content of the child's knowledge all that experience and
observation impose upon the child. And we shall name
form of the child's knowledge everything that the child
adds to this matter, that is the pre-relations and pre-
notions which we, as adults, have shed. The choice of
system of reference is, we repeat, a convention, but we
are making use of this convention quite consciously, and
shall not allow it to lead us into epistemological realism
of any kind.
In the sphere of biology, moreover, the distinction
between form and matter, such as we have just described,
has a very definite meaning. The matter of knowledge
belongs, as a special case, to the sum of influences which
the environment exercises on the organism. These
influences are in the main transmitted through the medium
of substances that are absorbed as food, as the energy
of heat, light, movement, sound, etc. Among these
energies, some are not accompanied by consciousness,
others liberate psychical states and reactions, and thus
constitute a collection of pressures exercised by the
physical environment on the motor activity of the subject
and on the intelligence that is bound up with this activity.
The form of consciousness, from the biological point of
view, is, on the contrary, a special case of those structures
which the organism imposes upon matter and assimilated
energies. The organism has a structure which is retained
by assimilation and which, moreover, conditions by
selection the choice of substances and energies to be
absorbed. Thus the influence of the environment can
never be pure: every external stimulus presupposes an
internal reaction, and what is assimilated by the organism
is always and necessarily the result of an external influence
and an internal digestion, which process of digestion may
equally well be mechanical or motor as chemical.
Actually, indeed, it is impossible even so much as to
think of " an environment " and " an organism " without
abstraction. There exists between these two terms a
complexus of relations, of changes and reactions which
implies complete physico-chemical continuity. For it is
impossible to mark the boundaries within an organism
between what is living, what is functioning, and what is
the collection of substances already assimilated or already
rejected and hardened into deposits. The environment
is being perpetually modified by the organism, and a
given reaction which has just taken place will never take
place again, as such, because of the fact that this reaction
is a perpetual " becoming ".
Psychic life being conditioned by organic life, there
seems no reason why it should escape these laws. The
origin of knowledge is no doubt fraught with mystery,
but however far back we go, we always find sensations
and movements. At one time, psychologists laid all the
stress on sensations, which led them to believe that
knowledge was simply a replica of external reality. But
they soon realised that there are no sensations without
movements and that knowledge consists to a great extent
of accomplished or anticipated movements. Now, once
this has been admitted, it will have to be conceded,
at least as a hypothesis, that motor schemas have already
been formed at the moment when knowledge takes its
rise, and that, in relation to knowledge, these schemas play
the part of form which is independent of matter. There
seems no reason why psychological assimilation should
consist in reproducing the environment as it is, when we
remember that all physiological assimilation is performed
as the function of a structure that persists and that
conditions every influence coming from the environment.
On the contrary, there is a strong presumption in favour
of the view that these two kinds of assimilation are partly
analogous, both consisting in giving to matter coming
from outside a form conditioned by the structure of the
organism.
These biological hypotheses, it will be seen, account
for the facts we have observed, and are necessary for
that purpose. The whole structure of the child's idea of
reality rests on a primitive lack of differentiation between
the self and the external world, that is on a fusion of
organic experience and external experience. External
perceptions are moulded into muscular sensations ; the
contents of organic consciousness is amalgamated to
external things. Sometimes we have complete fusion of
the element of muscular sensation with the external
element, as in the idea of force. Sometimes we have
progressive dissociation between the self and external
objects, as in the evolution of the notion of cause. Thus
the analogy is clear that exists between this confusion of
the self with the world on the one hand, and the continuity
of the organism with its setting on the other. In both
cases, we have two terms in relation, but each of these
terms exists only as a function of the other, and the
interchange between them makes it impossible to dissociate
them without mental work.
Let us try to define this initial complexus more closely.
Every fresh external influence exercised upon the
organism or the mind presupposes two complementary
processes. On the one hand, the organism adapts itself
to the object which exercises this influence : in this way
there is formed a sort of motor schema related to the
new object. This is what we shall call, in a very wide
sense, imitation. On the other hand, this adaptation
implies that between the new movements and the old
habits there is a certain continuity, i.e. that the new
movements are partly incorporated into already existing
schemas. This incorporation we shall call assimilation.
There is no need at this point to dwell upon the importance
of imitation in mental development. J. M.
Baldwin has done enough to emphasise this importance
and to show that imitation transcends the limits usually
set by the word. We shall go even further in this direction.
Imitation can be by gesture and by movement, as when
the child who plays at being its model who is learning
to talk, to walk, etc. Drawing is imitation. But imitation
can also be of thought, thought being a compressed form
of action. In all these imitations there is a motor element,
and this is why it is worth while reducing all these processes
to imitation by gesture. And this, indeed, is what
M. Delacroix has done, showing with his usual penetration
that every perception " imitates " the perceived object.
[ 6 ]
As to assimilation, insufficient attention has been paid
to the important part it plays. Assimilation must not
be confused with analogy, with that perpetual tendency
to reason by analogy which has been taken as the
characteristic of elementary intellectual reactions.
[ 7 ]
For even if analogy is derived from assimilation, the latter is
quite a different thing at first. There is analogy when
two percepts or two concepts of the same order are
reduced to one another. Thus when we see what we
believe to be a tree, what we actually are perceiving is a
green patch, an oblong shape, etc., and by immediate
fusion we identify this perception with other earlier
analogous perceptions and in this way are enabled to
recognise a tree. In such a case there is analogy because
the terms compared are on the same plane of reality,
that is, they both are borrowed from external experience.
But assimilation takes place when percepts, formless in
themselves, and incapable of being completed by elements
drawn from the same plane of reality, are worked into
schemas taken from another plane of reality, into schemas,
that is to say, which were there before the experience of the
kind in question, and which are conditioned by the
structure of the organism.
We have met with typical examples of assimilation in
connection with the genesis of the idea of force or of
animism in general. Inanimate objects are assimilated
to living beings who act with effort and will. Now this
assimilation is not the result of a mere judgment of
analogy. The feeling of effort is bestowed upon objects
in quite a different manner. It is introjected into the
object before having been conceived as characterising
the self, or at any rate at the same moment. For the
internal experience is not more directly accessible than
the external. On the contrary, it is only after having
assimilated the activity of external bodies to his own
muscular activity that the child turns this new-made
instrument upon himself and, thanks to it, becomes
conscious of his internal experience. Thus the child
learns to know the force of external objects through his
own, and his own through that of external objects. By
which we mean that lie does not directly see force anywhere,
but conceives it, thanks to the relation existing
between a schema which is prior to knowledge and to the
contents of this knowledge.
In short, the subjective adherences which we observe
during the primitive stages of intellectual evolution cannot
be due simply to judgments of analogy, because there are
not in this case two separate terms, known separately,
which are compared and then identified with one another.
There is fusion which takes place prior to any knowledge
of the terms compared. This fusion is what we have
called assimilation, and is something which cannot be
understood unless one imagines the existence of schemas
already formed by action and into which are merged the
elements of knowledge in the process of formation.
We are fully aware of all that remains obscure in this
notion of assimilation. But our results up to date do not
permit of any further analysis of the subject. In order
to grasp the mechanism of assimilation one would have
to investigate the zone that lies between organic and
intellectual life. It is therefore from an analysis of the
first two years of the child's life that we may hope for
light on the subject. All we can do for the moment is
to postulate the existence of this process of assimilation.
For the confusion made by the child between the self and
the external world seems to us to constitute a $m generis
relation. It is not a relation between two terms situated
on the same plane, because one of the two terms is not an
object of cognition but a factor in cognition, in that it
imprints its structure upon the other term. One would
therefore have to turn to the a priori synthetic relations
which Kant has foisted upon the Theory of Knowledge
in order to find an adequate comparison. But in Kant's
theory, the a priori form is fixed and cannot be modified
by experience, whereas the schema of assimilation is
plastic. Experience changes it and fresh schemas are
constantly emerging under the pressure of facts. This is
what M. Brunschvicg has brought out so admirably in
dealing with the history of the sciences. Moreover, as
indeed M. Brunschvicg himself admits, form and matter
are inseparable in episternology. Form alone is nothing :
it can neither be defined nor give rise to a cognition. Only,
M. Brunschvicg has intentionally severed the connection
between his psychological reflections and biology, whereas
we, on the contrary, feel constrained, as psychologists, to
look for the continuity between cognition and life.
Assimilation in this respect appears to us as the biological
equivalent of judgment. It has been said, with truth,
that the act of judgment cannot be reduced to any
other. But it is none the less legitimate to seek for
what may be its biological roots, provided, of course,
it be remembered that judgment can only be reduced
to assimilation in so far as it is already potentially
contained in it.
Having said this, we can now return to the study of
the paradox of child thought which necessitated the more
detailed account we have given of these various ideas.
Child thought is at once more realistic and more subjective
than ours. But if we appeal to the concepts of assimilation
and imitation, this dualism becomes comprehensible. For
assimilation and imitation are at the root of two strictly
antagonistic tendencies which arise, when the organism is
confronted with something new (a circumstance which is
all the more likely to occur when the child is very young).
Assimilation consists in adapting the object to oneself by
divesting it of all its irreducible characters. Imitation
consists in adapting oneself to the object by abandoning
attitudes which could obstruct this adaptation and by
taking up an attitude that is entirely new.
Le Dantec's deplorable neglect of experimentation in
biology is well known, but to him belongs the merit of
having discovered certain very general and synthetic
formulae such as are made in thermo-dynamics for lack
of any possible analysis of detail. Now, Le Dantec has
shown in a very striking manner this contrast between
assimilation and imitation with regard to organic life.
[ 8 ]
The organism left to itself tends to assimilate its environment,
it tends, that is, to persist exactly as it was before
and to deform the environment so as to subject it to this
assimilation. But the environment resists and influences
the organism. According to the strength of this resistance
the organism is forced to change, and each of these
variations consists in a sense, in an imitation of the
object which is exercising its constraining power. Biology,
concludes Le Dantec, can be summed up as the struggle
between assimilation and imitation.
In the psychic life of the child, which is closer to
organic life than ours, this antagonism still shows clearly ;
that is, if we agree to regard assimilation and imitation in
the sense in which we have defined these terms, namely as
special cases of the process described by Le Dantec.
Assimilation and imitation work in opposite directions,
so that each pulls the mind its own way. Any mental
attitude during the primitive stages will therefore consist
in a compromise between these two tendencies and not
in their synthesis.
This situation will serve to explain the paradox which
we referred to above. Sometimes the child makes an
effort to imitate reality, and then he is servile in his
acceptance of the outlines and curves of direct perception.
In such cases, one has the impression of a purely empirical,
a purely " phenomenistic " mind, which does no more
than establish relations between any one thing and another,
provided experience has allowed of their being brought
together. This is thinking by juxtaposition. For in so
far as imitation triumphs, assimilation is repressed. When,
on the contrary, assimilation has the upper hand in the
thought process, the child seems not to trouble in any
way about objective observation, and rushes headlong
into dynamism, animism, and participation.
Such a situation as this is not an accident in the history
of thought, but a biological necessity. Lacking collaboration,
the two tendencies, the imitative and the assimilative,
lead to no coherent result. Because he fails to imitate
correctly when he is assimilating, the child deforms reality
in assimilating it to himself, and because he fails to
assimilate when he is imitating, he becomes the victim
of direct perception instead of constructing a world of
intelligible relations.
But such an equilibrium as this is unstable, and
assimilation and imitation soon begin to collaborate. It
may even be questioned whether the definition of
the whole of thought does not lie precisely in this
collaboration.
As imitation and assimilation become complementary
to one another, their characters change. Assimilation
ceases to deform, i.e. to alter reality in terms of the self.
The assimilating schemas become more and more flexible
in yielding to the demands of external things and of
experience. Now a non-deforming assimilation is synonymous
with understanding or deduction, which means that
it does no more than bend the data of experience to the
exigencies of logical structures corresponding to the
various stages of development. Under the influence of
assimilation, imitation in its turn loses its servility and
grows into intelligent adaptation to the external world.
Deduction and experience then become the two opposite
poles of one and the same effort of thought which
synthesises the formerly antagonistic tendencies,
assimilation and imitation.
From the point of view of the evolution of the ideas
of reality, etc., the effect of the process we have been
describing is quite clear, and it would not be difficult to
reduce it to these various factors. It would be sufficient
to remember that assimilation and imitation are not only
reactions to the physical environment, but also to the
social environment. From this point of view, the deforming
assimilation of the primitive stages is synonymous
with egocentricity, and imitation synonymous with social
imitation. At first only a compromise is effected between
these two tendencies ; but by collaborating progressively
throughout the mental development of the child, imitation
becomes adaptation to others, and assimilation turns into
understanding and a sense of reciprocity. So that we can
now see how the processes which transform primitive
realism into objectivity, reciprocity, and relativity, are all
based upon the progressive collaboration of assimilation
and imitation. As to the progressive reversibility of
thought, which brings with it the progressive reversibility
of causal sequences, we have shown elsewhere in what
manner it results from the same tendencies (J-R-,
Chap. IV, 4).
TOP
Child Logic
It may be of interest now to see
whether our present study confirms the results previously
arrived at concerning child logic. In this way we shall
be able to establish what are the relations between this
logic and the structure of reality, of causality and of
legality as these are conceived by the child.
Let us remind the reader once again that in questioning
the children about the phenomena of nature we did not
reach their spontaneous thought, but a thought that was
necessarily systematised and consequently deformed by
the very fact of the interrogatory. Further, and this is
the fundamental point, the most original and the most
important part of the answers which the children gave us
had never been communicated to anyone before it was
given to us. Children do not talk amongst themselves
about their conceptions of nature, and in so far as they
put questions to adults upon the subject, these tend to
annul the purely childish character of their conceptions.
And yet these conceptions are constant in the towns
where we were able to question children, and they are to
be found amongst nearly all children of the same mental
age. Nothing is more striking in this respect than the
very simple experiments which are completely removed
from anything that the children can have been taught.
Such is, for example, the experiment of the pebble placed
in a glass of water, so as to make the level of the water
rise : all the younger children say that the water rises
because the pebble is heavy, and all the older ones say
that it rises because the pebble is big. The convergence
here is extremely interesting.
This secret and yet constant character of childish
views about the world shows very clearly that before the
interrogatory the spontaneous thought of the subject
must have been made up more of images and motor
schemas than of conceptual thought, such as could be
formulated in words. We have here a general confirmation
of the hypothesis we put forward earlier, and according
to which child thought is not social but egocentric,
and consequently intermediate between autistic and
logical thought. In autistic thought, intellectual work is
carried on by means of images and motor schemas.
In logical thought, word and concept replace these
primitive instruments. These two processes mingle in the
child's mind, the first retaining its power in so far as
thought is secret and unformulated, the second undergoing
development in so far as thought becomes socialised.
This explains why the thought of the children we
questioned was so lacking in logic. We were able, within
each sphere, to establish special stages, but it would be
extremely difficult to establish inclusive stages for the
reason that during these early years the child is still very
incoherent. At the age when the child is still animistic,
artificialist, or dynamic in his way of thinking on some
points, he has already ceased to be so on others. He
does not reap the benefits of a progress in all the domains
where this progress is bound eventually to make itself
felt. Corresponding stages are at varying levels, because
the influence of one belief upon another takes place
unconsciously and not thanks to a conscious and deliberate
generalisation. Thus child thought is in no way organised.
There are, of course, certain remarkable correlations
between one given achievement and another. (We may
recall the correlation mentioned in Chap. VII, 3 of this
volume.) But this is not the sign of discursive and
reflective logic, it merely indicates the existence of a
certain coherence between the warring parts of an organism
which is unable as yet to release instantaneously such
synergy as may exist. There is therefore not deduction,
but juxtaposition, devoid of systematic logical
multiplication and addition. The concepts of life, of weight,
of force, of movement, etc., are not concepts properly
so called, they are not defined by means of exact logical
additions or multiplications, but they are those conglomerate
concepts of which we have spoken elsewhere
(J.R., Chap. IV, 2-3).
But leaving these more general considerations, let us see
whether our present results tend to confirm the analysis
which we formerly attempted to make of transduction,
i.e. of the childish method of reasoning (J.R., Chaps. IV
and V).
Childish transduction is opposed to adult deduction by
the possession of three fundamental characteristics.
1. Transduction is, in the first place, purely a mental experiment,
by which we mean that it begins by simply reproducing in
imagination events such as they are or could
be presented by immediate reality. For instance, having
noticed that the presence of stones in a river produces
tiny waves, the child explains the movement of the river
by appealing to other stones which are supposed to have
set it in motion.
2. Transduction is carried on by predicative
judgments, or by certain simple judgments of
relation. It might be better to say judgments of pre-
relation, relations being conceived simply as properties :
" the stone has force ", etc. For to do no more than
combine the data supplied by immediate perception is
to forget the part played in perception by the self or by
the personal point of view : it is, therefore, to take a false
absolute instead of objective relations as a foundation
for reasoning. Thus when a child says that a boat floats
because it is heavy, he does so because, in his mind, the
weight of the boat has not been compared to its volume
nor to the weight of the water, but has been evaluated
as a function of the subject's own point of view, taken
as absolute. In the same way all those instances of
reasoning which bear upon the concepts of force, life,
and movement, will be found to contain false absolutes,
mere pre-relations, simply because the laws of physics
have not been desubjectified.
3. Owing to the fact that it does not reason by relations but
is a simple combination of judgments, transduction does not attain to
the strict generality of deduction but remains an irrational
passage from particular to particular. When the child
seems to be deducing, that is, to be applying the universal
to the particular, or to be drawing the universal from the
particular, he does so in appearance only, owing to the
indeterminate character of the concepts employed. Here
is an example : a boy tells us that large-sized or " big "
bodies are heavier than small ones ; yet a moment later
he declares that a small pebble is heavier than a large
cork. But he does not, for that matter, give up his first
affirmation, he only declares that the stone is heavier than
the cork " because some stones are bigger than corks ".
Thus the character " big " has not at all the same meaning
as for us. It does not define a class, it is transmitted by
syncretistic communication to analogous objects : since
there are big stones, little stones participate in their
bigness, and thus acquire weight. At other times, the
child reasons only for special cases and does not generalise
at all : one boat floats because it is heavy, another because
it is light, and so on. In short, either we have a juxtaposition
of special case reasonings without generalisation,
or we have apparent generalisation, but generalisation by
syncretism and not by correct logical addition and
multiplication.
Our interpretation of transduction is therefore that it
moves from particular to particular, regardless of contradictions,
because it is ignorant of the logic of relations,
and that there is mutual dependence between this ignorance
of the logic of relations and the fact that reasoning occurs
simply by mental experimentation. This interpretation
entails three debatable points which in our former studies
we perhaps failed to analyse in sufficient detail, unacquainted
as we were with much of the material which
our present study has brought to light. Let us then
submit these three points to somewhat closer examination.
The first runs as follows. It may be objected that
transduction differs in no way from adult deduction,
unless it be by insufficient elaboration of the material dealt
with. In other words, between the child and ourselves
there is no differ |