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"Thinking" in Cognitive Science
Theories emerging
from more scientific studies of human thinking and
decision-making in recent years propose
that thinking is more integrated and less
dualistic than the notions in popular culture
suggest.
We should be cautious about
proposals suggesting oversimplified ways of
understanding how humans think. We
should avoid harsh, rigid dichotomies such
as "reason vs. emotion," "intuitive vs. linear,"
"creativity vs. criticality," "right brained vs.
left brained," "as on Mars vs. as on Venus."
There is often a kernel of wisdom in
popular beliefs, and perhaps that gem this
time is the realization that some times we
decide things very quickly almost as
spontaneous, intuitive, reactions to the
situation at hand. Many accidents on the
freeways of this nation are avoided
precisely because drivers are able to see
and react to dangerous situations so
quickly. Many good decisions which feel
intuitive are really the fruit of expertise.
Decisions good drivers make in those
moments of crisis, just like the decisions
which practiced athletes make in the flow of
a game or the decisions that a gifted
teacher makes as she or he interacts with
students, are borne of expertise, training,
and practice.
At the same time that we are
immersed in the world around us and in our
daily lives, constantly making decisions
unreflectively, we may also be thinking quite
reflectively about something. Perhaps we’re
worried about a decision which we have to
make about an important project at work, or
about a personal relationship, or about a
legal matter, whatever. We gather
information, consider our options, explore
possibilities, formulate some thoughts about
what we propose to do and why this choice
is the right one. In other words, we make a
purposeful, reflective judgment about what
to believe or what to do – precisely the kind
of judgment which is the focus of critical thinking.
Recent integrative models of human
decision-making propose that the thinking
processes of our species is not best
described as a conflictive duality as in
"intuitive vs. reflective" but rather an
integrative functioning of two mutually
supportive systems "intuitive and reflective."
These two systems of thinking are present
in all of us and can act in parallel to process
cognitively the matters over which we are
deciding.
One system is more intuitive,
reactive, quick and holistic. So as not to
confuse things with the notions of thinking in
popular culture, cognitive scientists often
name this system, "System 1." The other
(yes, you can guess its name) is more
deliberative, reflective, computational and
rule governed. You are right, it is called
"System 2."
In System 1 thinking, one relies
heavily on a number of heuristics (cognitive
maneuvers), key situational characteristics,
readily associated ideas, and vivid
memories to arrive quickly and confidently
at a judgment. System 1 thinking is
particularly helpful in familiar situations
when time is short and immediate action is
required.
While System 1 is functioning,
another powerful system is also at work,
that is, unless we shut it down by abusing
alcohol or drugs, or with fear or indifference.
Called "System 2," this is our more
reflective thinking system. It is useful for
making judgments when you find yourself in
unfamiliar situations and have more time to
figure things out. It allows us to process
abstract concepts, to deliberate, to plan
ahead, to consider options carefully, to
review and revise our work in the light of
relevant guidelines or standards or rules of
procedure. While System 2 decisions are
also influenced by the correct or incorrect
application of heuristic maneuvers, this is
the system which relies on well articulated
reasons and more fully developed evidence.
It is reasoning based on what we have
learned through careful analysis, evaluation,
explanation, and self-correction. This is the
system which values intellectual honesty,
analytically anticipating what happens next,
maturity of judgment, fair-mindedness,
elimination of biases, and truth-seeking.
This is the system which we rely on to think
carefully trough complex, novel, high-
stakes, and highly integrative problems.
[3]
Educators urge us to improve our
critical thinking skills and to reinforce our
disposition to use those skills because that
is perhaps the best way to develop and
refine our System 2 reasoning.
System 1 and System 2 are both
believed to be vital decision-making tools
when stakes are high and when uncertainty
is an issue. Each of these two cognitive
systems are believed to be capable of
functioning to monitor and potentially
override the other. This is one of the ways
our species reduces the chance of making
foolish, sub-optimal or even dangerous
errors in judgment. Human thinking is far
from perfect. Even a good thinker makes
both System 1 and 2 errors. At times we
misinterpret things, or we get our facts
wrong, and we make mistakes as a result.
But often our errors are directly related to
the influences and misapplications of
cognitive heuristics. Because we share the
propensity to use these heuristics as we
make decisions, let’s examine how some of
them influence us.
Cognitive heuristics are thinking
maneuvers which, at times, appear to be
almost hardwired into our species. They
influence both systems of thinking, the
intuitive thinking of System 1 and the
reflective reasoning of System 2. Five
heuristics often seem to be more frequently
operating in our System 1 reasoning are
known as availability, affect, association,
simulation, and similarity.
Availability, the coming to mind of a
story or vivid memory of something that
happened to you or to someone close to
you, inclines a person make inaccurate
estimates of the likelihood of that thing’s
happening again. People tell stories of
things that happened to themselves or their
friends all the time as a way of explaining
their own decisions. The stories may not be
scientifically representative, the events may
be mistaken, misunderstood, or
misinterpreted. But all that aside, the power
of the story is to guide, often in a good way,
the decision toward one choice rather than
another.
The Affect heuristic operates when
you have an immediate positive or an
negative reaction to some idea, proposal,
person, object, whatever. Sometimes called
a "gut reaction" this affective response sets
up an initial orientation in us, positive or
negative, toward the object. It takes a lot of
System 2 reasoning to overcome a powerful
affective response to an idea, but it can be
done. And at times it should be, because
there is no guarantee that your gut reaction
is always right.
The Association heuristic is
operating when one word or idea reminds
us of something else. For example, some
people associate the word "cancer" with
"death." Some associate "sunshine" with
"happiness." These kinds of associational
reasoning responses can be helpful at
times, as for example if associating cancer
with death leads you not to smoke and to go
in for regular checkups. At other times the
same association may influence a person to
make an unwise decision, as for example if
associating "cancer" with "death" were to
lead you to be so fearful and pessimistic
that you do not seek diagnosis and
treatment of a worrisome cancer symptom
until it was really too late to do anything.
The Simulation heuristic is working
when you are imagining how various
scenarios will unfold. People often imagine
how a conversation will go, or how they will
be treated by someone else when they
meet the person, or what their friends or
boss or lover will say and do when they
have to address some difficult issue. These
simulations, like movies in our heads, help
us prepare and do a better job when the
difficult moment arrives. But they can also
lead us to have mistaken expectations.
People may not respond as we imagined,
things may go much differently.
Our preparations may fail us because the ease
of our simulation misled us into thinking that
things would have to go as we had
imagined them. And they did not.
The Similarity heuristic operates
when we notice some way in which we are
like someone else and infer that what
happened to that person is therefore more
likely to happen to us.
The similarity
heuristic functions much like an analogical
argument or metaphorical model. The
similarity we focus on might be fundamental
and relevant, which would make the
inference more warranted. For example, the
boss fired your coworker for missing sales
targets and you draw the reasonable
conclusion that if you miss your sales
targets you’ll be fired too. Or the similarity
that comes to mind might be superficial or
not connected with the outcome, which
would make the inference unwarranted. For
example you see a TV commercial showing
trim-figured young people enjoying fattening
fast foods and infer that because you’re
young too you can indulge your cravings for
fast foods without gaining a lot of excess
unsightly poundage.
Heuristics and biases often
appearing to be somewhat more associated
with System 2 thinking include: satisficing,
risk/loss aversion, anchoring with
adjustment, and the illusion of control.
Satisficing occurs as we consider
our alternatives. When we come to one
which is good enough to fulfill our objectives
we often regard ourselves as having
completed our deliberations.
We have satisficed. And why not? The choice is,
after all, good enough. It may not be
perfect, it may not be optimal, it may not
even be the best among the options
available. But it is good enough. Time to
decide and move forward.
The running mate of satisficing is
temporizing. Temporizing is deciding that
the option which we have come to is "good
enough for now." We often move through
life satisficing and temporizing. At times we
look back on our situations and wonder why
it is that we have settled for far less than we
might have. If we had only studied harder,
worked out a little more, taken better care of
ourselves and our relationships, perhaps we
would not be living as we are now. But, at
the time each of the decisions along the
way was "good enough for the time being."
We are by nature a species that is
averse to risk and loss. Often we make
decisions on the basis of what we are too
worried about losing, rather than on the
basis of what we might gain. This works out
to be a rather serviceable approach in many
circumstances. People do not want to lose
control, they do not want to lose their
freedom, they do not want to lose their lives,
their families, their jobs, their possessions.
High stakes gambling is best left to those
who can afford to lose the money. Las
Vegas didn’t build all those multi-million
dollar casino hotels because vacationers
are winning all the time! And so, in real life,
we take precautions.
We avoid unnecessary risks. The odds may not be
stacked against us, but the consequences
of losing at times are so great that we would
prefer to forego the possibilities of gain in
order not to lose what we have. And yet, on
occasion this can be a most unfortunate
decision too. History has shown time and
time again that businesses which avoid
risks often are unable to compete
successfully with those willing to move more
boldly into new markets or into new product
lines.
Any heuristic is only a maneuver,
perhaps a shortcut or impulse to think or act
in one way rather than another, but certainly
not a failsafe rule. It may work out well
much of the time to rely on the heuristic, but
it will not work out for the best all of the time.
For example, people with something
to lose tend toward conservative choices
politically as well as economically. Nothing
wrong with that necessarily.
Just an observation about the influence of Loss
Aversion heuristic on actual decision
making. We are more apt to endure the
status quo, even as it slowly deteriorates,
than we are to call for "radical" change.
Regrettably, however, when the call for
change comes, it often requires a far
greater upheaval to make the necessary
transformations, or, on occasion, the
situation has deteriorated beyond the point
of no return. In those situations we find
ourselves wondering why we waited so long
before doing something.
The heuristic known as Anchoringwith Adjustment
is operative when we find ourselves making evaluative judgments.
The natural thing for us to do is to locate or
anchor our evaluation at some point along
whatever scale we are using. For example,
a professor says that the student’s paper is
a C+. Then, as other information comes our
way, we may adjust that judgment. The
professor, for example, may decide that the
paper is as good as some others that were
given a B-, and so adjust the grade upward.
The interesting thing about this heuristic, is
that we do not normally start over with a
fresh evaluation. We have dropped anchor
and we may drag it upward or downward a
bit, but we do not pull it off the bottom of the
sea to relocate our evaluation.
First impressions, as the saying goes, cannot be
undone. The good thing about this heuristic
is that it permits us to move on. We have
done the evaluation; there are other papers
to grade, other projects to do, other things
in life that need attention. We could not
long endure if we had to constantly re-
evaluate every thing anew. The unfortunate
thing about this heuristic is that we
sometimes drop anchor in the wrong place;
we have a hard time giving people a second
chance at making a good first impression.
The heuristic known as Illusion of Control
is evident in many situations. Many
of us over-estimate our abilities to control
what will happen. We make plans for how
we are going to do this or that, say this or
that, manipulate the situation this way or
that way, share or not share this information
or that possibility, all the time thinking that
some how our petty plans will enable us to
control what happens. We act as if others
are dancing on the ends of the strings that
we are pulling, when in actuality the
influences our words or actions have on
future events may be quite negligible. At
times we do have some measure of control.
For example we may exercise, not smoke,
and watch our diet in order to be more fit
and healthy. We are careful not to drink if
we are planning to drive so that we reduce
the risks of being involved in a traffic
accident. But at times we simply are
mistaken about our ability to actually
exercise full control over a situation. Sadly
we might become ill even if we do work hard
to take good care of ourselves. Or we may
be involved in an accident even if we are
sober. Our business may fail even if we
work very hard to make it a success. We
may not do as well on an exam as we might
hope even if we study hard.
Related to the Illusion of Control
heuristic is the tendency to misconstrue our
personal influence or responsibility for past
events. This is called Hindsight Bias.
We may over-estimate the influence our actions
have had on events when things go right, or
we may underestimate our responsibility or
culpability when things go wrong. We have
all heard people bragging about how they
did this and how they did that and, as a
result, such and such wonderful things
happened. We made these great plans and
look how well our business did financially.
Which may be true when the economy is
strong; but not when the economy is failing.
It is not clear how much of that success
came from the planning and how much
came from the general business
environment. Or, we have all been in the
room when it was time to own up for some
thing that went wrong and thought to
ourselves, hey, I may have had some part in
this, but it was not entirely my fault. "It
wasn’t my fault the children were late for
school, hey I was dressed and ready to go
at the regular time." As if seeing that the
family was running late I had no
responsibility to take some initiative and
help out.
"Insanity is doing the same thing
over and over again while expecting
a different outcome."
Albert Einstein
Research on our shared heuristic
patterns of decision-making does not aim to
evaluate these patterns as necessarily good
or bad patterns of thinking. I fear that my
wording of them above may not have been
as entirely neutral and descriptive as
perhaps it should have been. In truth,
reliance on heuristics can be an efficient
ways of deciding things, given how very
complicated our lives are.
We cannot devote maximal cognitive resources to
every single decision we make.
Those of us who study these
heuristic thinking phenomena are simply
trying to document how we humans do
think. There are many useful purposes for
doing this. For example, if we find that
people repeatedly make a given kind of
mistake when thinking about a commonly
experienced problem, then we might find
ways to intervene and to help ourselves not
repeat that error over and over again.
This research on the actual patterns
of thinking used by individuals and by
groups might prove particularly valuable to
those who seek interventions which could
improve how we make our own heath care
decisions, how we make business
decisions, how we lead teams of people to
work more effectively in collaborative
settings, and the like.
Popular culture offers one other
myth about decision-making which is worth
questioning. And that is the belief that
when we make reflective decisions we
carefully weigh each of our options, giving
due consideration to all of them in turn,
before deciding which we will adopt.
Although perhaps it should be, research on
human decision-making shows that this
simply is not what happens.
[4]
When seeking to explain how people decide on an option
with such conviction that they stick to their
decision over time and with such confidence
that they act on that decision, the concept
that what we do is build a Dominance
Structure has been put forth. In a nutshell
this theory suggests that when we settle on
a particular option which is good enough we
tend to elevate its merits and diminish its
flaws relative to the other options. We raise
it up in our minds until it becomes for us the
dominant option.
In this way, as our decision takes shape, we gain
confidence in our choice and we feel justified in
dismissing the other options, even though
the objective distance between any of them
and our dominant option may not be very
great at all. But we become invested in our
dominant option to the extent that we are
able to put the other possibilities aside and
act on the basis of our choice. In fact, it
comes to dominate the other options in our
minds so much that we are able to sustain
our decision to act over a period of time,
rather than going back to re-evaluate or
reconsider constantly. Understanding the
natural phenomenon of dominance
structuring can help us appreciate why it
can be so difficult for us to get others to
change their minds, or why it seems that our
reasons for our decisions are so much
better than any of the objections which
others might make to our decisions. This is
not to say that we are right or wrong.
Rather, this is only to observe that human
beings are capable of unconsciously
building up defenses around their choices
which can result in the warranted or
unwarranted confidence to act on the basis
of those choices.
Realizing the power of dominance
structuring, one can only be more
committed to the importance of education
and critical thinking. We should do all that
we can to inform ourselves fully and to
reflect carefully on our choices before we
make them, because we are, after all,
human and we are as likely as the next
person to believe that we are right and they
are wrong once the dominance structure
begins to be erected. Braking through that
to fix bad decisions, which is possible, can
be much harder than getting things right in
the first place.
There are more heuristics than only
those mentioned above. There is more to
learn about dominance structuring as it
occurs in groups as well as in individuals,
and how to mitigate the problems which
may arise by prematurely settling on a
"good enough" option, or about how to craft
educational programs or interventions which
help people be more effective in their
System 1 and System 2 thinking. There is
much to learn about human thinking and
how to optimize it in individuals of different
ages; how to optimize the thinking of groups
of peers and groups where organizational
hierarchies influence interpersonal
dynamics. And, happily, there is a lot we
know today about human thinking and
decision-making that we did not know a few
years ago.
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